DFX Intelligence

W•••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•••• W••••• M•••••••••

BINNACLE INVESTMENTS, INC., CRD 313185

URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5a664a9-39a7-0c7a-ae9f-63218cd3adee

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2021 to May 21, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $264M••• Locked
Discretionary RAUM: $264M
Private client RAUM: $259Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $52.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• S•••• O•••••	Certified Financial Planner	URBANDALE, IA	5	21	4	yes
J•••• P••• W•••••	n/a	URBANDALE, IA	5	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O•••••• M••••••• S••••	DIRECTOR AND CHIEF COMPLIANCE OFFICER	D	yes	04/2021	Mar 9, 2021	Dec 23, 2024
W•••••• J••••• P•••	Director	D	yes	04/2021	Mar 9, 2021	Dec 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CLEAR LAKE	Ia	United States	1	no
SAC CITY	Ia	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$264M	$217M	21.5%	$161M	17.9%	8	8	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••••••• A•••••• A•••••••• I•••	3	May 7, 2021	May 5, 2021	URBANDALE, IA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (5)

← D•••• M•••••• E••••••Advisorregistration: current employment
Jan 18, 2025 to presentfactForm ADV
← B•••• L•• B•••••••••Advisorregistration: current employment
Feb 4, 2022 to presentfactForm ADV
← M•••••• S•••• O•••••Advisorregistration: current employment
May 5, 2021 to presentfactForm ADV
← J•••• P••• W•••••

Dated events

Occurred
Mar 9, 2021
First Form ADV filing
Binnacle Investments, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5a664a9-39a7-0c7a-ae9f-63218cd3adee
First observed: Mar 9, 2021
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.