DFX Intelligence

M•••••• H•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant27 years in industry

M•••••• H•••••• G••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Louisville, KY

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Search this name across graphsid dfx:ria:f5a9e472-786d-88c0-9114-7f10611f1872

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 29, 2024	n/a	yes	Louisville, KY	Current employment
M•••••••• P•••••••• I•••	n/a	Sep 28, 2017	Jul 8, 2024	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• P•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 8, 2024	Feb 29, 2024	-130	Firm change after gap	Other
B•••••••• C•••••• A•••••••• L••	M•••••••• P•••••••• I•••	Oct 26, 2017	Sep 28, 2017

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2012 to Mar 19, 2012factForm ADV
→ M•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2017 to Jul 8, 2024factForm ADV
→ B•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2012 to Oct 26, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Jul 8, 2024
Advisor changed firm
M•••••• H•••••• G•••• left M•••••••• P•••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5a9e472-786d-88c0-9114-7f10611f1872
First observed: Oct 4, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.