DFX Intelligence
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Registered advisor
M•••••• H•••••• G••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M••• G••••
At current firm
2 y
since Feb 29, 2024
In the industry
27 y
since Nov 20, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 29, 2024 · Louisville, Ky
- M•••••••• P•••••••• I••• unclassifiedSep 28, 2017 to Jul 8, 2024 · Louisville, Ky
- B•••••••• C•••••• A•••••••• L•• unclassifiedFeb 21, 2012 to Oct 26, 2017 · Louisville, Ky
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 20, 2012 to Mar 19, 2012 · Louisville, Ky
- M•• F•••••••• S•••••••• I••• formerOct 4, 2011 to Feb 2, 2012 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- M•••••••• P•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 8, 2024, registered Feb 29, 2024 (-130 days) · Other
- B•••••••• C•••••• A•••••••• L•• to M•••••••• P•••••••• I•••left Oct 26, 2017, registered Sep 28, 2017 (-28 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B•••••••• C•••••• A•••••••• L••left Mar 19, 2012, registered Feb 21, 2012 (-27 days) · Other
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 2, 2012, registered Jan 20, 2012 (-13 days) · Other
Signals
- M•••••• H•••••• G•••• left M•••••••• P•••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-29)Jul 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address