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CRD 106201
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PREFERRED GROWTH LLC | Other Private Fund | $735M | Aug 30, 2024 | 35 | Mar 30, 2012 | reported | 021-1410121 |
| VA INCOME OPPORTUNITY INVESTORS LLC | Other Private Fund | $108M | Aug 30, 2024 | 2 | Mar 30, 2012 | reported | n/a |
| PREFERRED GROWTH-T LLC | Other Private Fund | $15.4M | Aug 30, 2024 | 14 | Mar 31, 2014 | reported | 021-1565169 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GREENSPAN, STEVEN, MARK | Director | Na | yes | 03/2006 | Nov 30, 2011 | Aug 30, 2024 |
| HELLER, MICHAEL, JOSEPH | DIRECTOR, MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | Na | yes | 03/2015 | Mar 29, 2016 | Aug 30, 2024 |
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | Shareholder | E | yes | 07/2007 | Nov 30, 2011 | Aug 30, 2024 |
| JPMORGAN CHASE & CO. | 100% SHAREHOLDER | E | yes | 04/2017 | Nov 30, 2011 | Aug 30, 2024 |
| JPMORGAN CHASE HOLDINGS LLC | 100% SHAREHOLDER | E | yes | 04/2017 | May 9, 2017 | Aug 30, 2024 |
| MANNO, ANTHONY, RUSSO | CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR | Na | yes | 07/1996 | Nov 30, 2011 | Aug 30, 2024 |
| SANJOSE, DANILO, ANONUEVO | DIRECTOR, MANAGING DIRECTOR | Na | yes | 07/2024 | Aug 30, 2024 | Aug 30, 2024 |
| Villanueva, Jay, X | DIRECTOR/MANAGING DIRECTOR | Na | yes | 10/2020 | Feb 9, 2021 | Aug 30, 2024 |
| LIVINGSTON, CRAIG, PATRICK | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | Na | no | 03/2023 | Mar 30, 2023 | Aug 30, 2024 |
| O'COMHRAI, RONAN, PADRAIG | CHIEF LEGAL OFFICER | Na | no | 08/2022 | Aug 24, 2022 | Aug 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | n/a | Asset manager | $3519B | N | yes | n/a |
| J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. | n/a | Asset manager | $30B | N | yes | n/a |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | n/a | Former SEC adviser | $14B | N | yes | n/a |
| JPMORGAN CHASE BANK, N.A. | n/a | n/a | n/a | N | yes | Oh |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $3.3B | $3.3B | 17 | 17 | 0 | 3 | n/a |
| 2024 | Mar 21, 2025 | $3.8B | $3.8B | 18 | 18 | 0 | 3 | n/a |
| 2023 | Mar 26, 2024 | $4.0B | $4.0B | 18 | 18 | 0 | 3 | $859M |
| 2022 | Mar 30, 2023 | $3.6B | $3.6B | 20 | 20 | 0 | 3 | $810M |
| 2021 | Mar 30, 2022 | $5.7B | $5.7B | 20 | 20 | 0 | 3 | $1.2B |
| 2020 | Mar 31, 2021 | $4.3B | $4.3B | 21 | 21 | 1 | 3 | $1.0B |
| 2019 | Mar 27, 2020 | $4.2B | $4.2B | 22 | 22 | 1 | 3 | $940M |
| 2018 | Mar 28, 2019 | $3.7B | $3.7B | 23 | 22 | 0 | 3 | $889M |
| 2017 | Mar 29, 2018 | $4.6B | $4.6B | 23 | 22 | 0 | 3 | $1.0B |
| 2016 | Mar 31, 2017 | $4.8B | $4.8B | 23 | 22 | n/a | 3 | $1.1B |
| 2015 | Mar 29, 2016 | $4.2B | $4.2B | 22 | 21 | n/a | 3 | $991M |
| 2014 | Mar 26, 2015 | $4.5B | $4.5B | 21 | 20 | n/a | 3 | $927M |
| 2013 | Mar 31, 2014 | $3.9B | $3.8B | 22 | 21 | n/a | 3 | $853M |
| 2012 | Mar 28, 2013 | $4.8B | $4.7B | 21 | 20 | n/a | 2 | $845M |
| 2011 | Mar 30, 2012 | $5.3B | $5.0B | n/a | n/a | n/a | 2 | $758M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.3B | $3.8B | -12.5% | $3.6B | -2.8% | 17 | 18 | 0 | 0 |