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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

FIRST TRUST GLOBAL PORTFOLIOS LTD.

FIRST TRUST GLOBAL PORTFOLIOS LIMITED, CRD 169173

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5c8a5fa-12af-433c-2de6-6f31b5881f05

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 6
On other graphs: 0
Observed: Apr 17, 2014 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.96 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $339MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $339M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 6
SEC number: 801-79653
CRD: 169173
Filings on the tape: 19
First filed: Apr 17, 2014
Latest filed: Mar 31, 2026
Organised: Other (specify)
Website: ftglobalportfolios.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AJM VENTURES LLC	Shareholder	E	yes	10/2010	Apr 17, 2014	Mar 27, 2024
BOWEN, JAMES, ALLEN	SOLE SHAREHOLDER	E	yes	10/2010	Apr 17, 2014	Mar 27, 2024
BOWEN, JAMES, ALLEN	Director	Na	yes	12/2011	Apr 17, 2014	Mar 27, 2024
CONSILIENCE S.A.R.L	Shareholder	Na	yes	12/2011	Mar 31, 2017	Mar 27, 2024
DACOSTA, LEONARDO, ANTONIO	Director	Na	yes	08/2016	Mar 31, 2017	Mar 27, 2024
DURAN, MARTIAL	Trustee	F	yes	05/2011	Apr 17, 2014	Mar 27, 2024
FIRST TRUST GLOBAL ENTERPRISES L.P.	Shareholder	E	yes	12/2011	Apr 17, 2014	Mar 27, 2024
FULTON, DEREK, NORMAN	CHIEF EXECUTIVE OFFICER	Na	yes	04/2012	Apr 17, 2014	Mar 27, 2024
FULTON, DEREK, NORMAN	Shareholder	C	yes	05/2011	Apr 17, 2014	Mar 27, 2024
GRACE PARTNERS OF DUPAGE L.P.	LIMITED PARTNER	E	yes	11/1998	Apr 17, 2014	Mar 27, 2024
JACKSON, ERIK, SOREN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2016	Jan 26, 2016	Mar 27, 2024
MCGAREL, DAVID, GERARD	Director	Na	yes	01/2016	Jan 26, 2016	Mar 27, 2024
Molere, Martin	Shareholder	C	yes	04/2021	Apr 9, 2021	Mar 27, 2024
ROGGENSACK, ANDREW, SCOTT	Director	Na	yes	12/2011	Apr 17, 2014	Mar 27, 2024
THE CHARGER CORPORATION	GENERAL PARTNER	F	yes	11/1998	Apr 17, 2014	Mar 27, 2024
THE CHARGER CORPORATION	GENERAL PARTNER	F	yes	08/1991	Apr 17, 2014	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST TRUST ADVISORS LP	n/a	Asset manager	$309B	N	yes	n/a
VEST FINANCIAL LLC	n/a	Asset manager	$52B	N	yes	n/a
FIRST TRUST CAPITAL MANAGEMENT L.P.	n/a	Asset manager	$13B	N	yes	n/a
STONEBRIDGE ADVISORS LLC	n/a	Asset manager	$12B	N	yes	n/a
FIRST TRUST DIRECT INDEXING L.P.	n/a	Former SEC adviser	$1.4B	N	yes	n/a
FIRST TRUST INVESTMENT SOLUTIONS L.P.	n/a	Former SEC adviser	$518M	N	yes	n/a
FIRST TRUST CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
FIRST TRUST GLOBAL PORTFOLIOS MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FIRST TRUST PORTFOLIOS L.P.	n/a	n/a	n/a	N	yes	n/a
VEST SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$339M	$339M	34	6	1	n/a	n/a
2024	Mar 28, 2025	$211M	$211M	34	3	0	n/a	n/a
2023	Mar 27, 2024	$172M	$171M	33	3	0	n/a	n/a
2022	Mar 29, 2023	$147M	$147M	34	3	0	n/a	n/a
2021	Mar 31, 2022	$339M	$304M	36	3	0	n/a	n/a
2020	Mar 31, 2021	$326M	$299M	35	3	0	n/a	n/a
2019	Mar 30, 2020	$182M	$182M	31	3	0	n/a	n/a
2018	Mar 29, 2019	$85.5M	$85.5M	30	3	0	n/a	n/a
2017	Mar 27, 2018	$63.1M	$63.1M	23	3	0	n/a	n/a
2016	Mar 31, 2017	$30.4M	$30.4M	21	3	n/a	n/a	n/a
2015	Mar 30, 2016	$16.8M	$6.6M	15	3	n/a	n/a	n/a
2014	Mar 31, 2015	$25.4M	$9.3M	10	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$339M	$211M	60.4%	$147M	32.2%	34	34	1	0

Relationships

Affiliated with (13)

← FIRST TRUST CAPITAL MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← VEST FINANCIAL LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FIRST TRUST ADVISORS LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIRST TRUST ADVISORS LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ STONEBRIDGE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VEST FINANCIAL LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIRST TRUST DIRECT INDEXINGRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST TRUST CAPITAL MANAGEMENT L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FIRST TRUST INVESTMENT SOLUTIONS L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← STONEBRIDGE ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FIRST TRUST DIRECT INDEXINGRegistered adviserother investment adviser, bank, common control
factForm ADV
← FIRST TRUST INVESTMENT SOLUTIONS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← BONDWAVE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (13)

← BOWEN, JAMES, ALLENOwnerSOLE SHAREHOLDER, ownership code E, individual
Apr 17, 2014 to Mar 27, 2024factForm ADV
← ROGGENSACK, ANDREW, SCOTTOwnerDIRECTOR, ownership code NA, individual
Apr 17, 2014 to Mar 27, 2024factForm ADV
← MCGAREL, DAVID, GERARDOwnerDIRECTOR, ownership code NA, individual
Jan 26, 2016 to Mar 27, 2024factForm ADV
← JACKSON, ERIK, SORENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 26, 2016 to Mar 27, 2024factForm ADV
← FULTON, DEREK, NORMANOwnerSHAREHOLDER, ownership code C, individual
Apr 17, 2014 to Mar 27, 2024factForm ADV
← DURAN, MARTIALOwnerTRUSTEE, ownership code F, individual
Apr 17, 2014 to Mar 27, 2024factForm ADV
← DACOSTA, LEONARDO, ANTONIOOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2017 to Mar 27, 2024factForm ADV
← Molere, MartinOwnerSHAREHOLDER, ownership code C, individual
Apr 9, 2021 to Mar 27, 2024factForm ADV
← AJM VENTURES LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Apr 17, 2014 to Mar 27, 2024factForm ADV
← CONSILIENCE S.A.R.LOwnerSHAREHOLDER, ownership code NA, foreign entity
Mar 31, 2017 to Mar 27, 2024factForm ADV
← FIRST TRUST GLOBAL ENTERPRISES L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Apr 17, 2014 to Mar 27, 2024factForm ADV
← GRACE PARTNERS OF DUPAGE L.P.OwnerLIMITED PARTNER, ownership code E, domestic entity
Apr 17, 2014 to Mar 27, 2024factForm ADV
← THE CHARGER CORPORATIONOwnerGENERAL PARTNER, ownership code F, domestic entity
Apr 17, 2014 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
First Trust Global Portfolios Ltd. reported RAUM $338.8M, up 60% from $211.2M (2025-11-25 to 2026-03-31)
Form ADVobserved 4 days ago
$128M
Occurred
Mar 29, 2023
Regulatory AUM changed
First Trust Global Portfolios Ltd. reported RAUM $146.7M, down 57% from $339.0M (2022-03-31 to 2023-03-29)
Form ADVobserved 4 days ago
$-192M
Occurred
Apr 9, 2021
Control person joined
Martin Molere (Shareholder) appeared on Schedule A of First Trust Global Portfolios Ltd.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
First Trust Global Portfolios Ltd. reported RAUM $326.5M, up 79% from $182.3M (2020-03-30 to 2021-03-31)
Form ADVobserved 4 days ago
$144M
Occurred
Mar 31, 2021
Control person left
Paul Molere (Shareholder) no longer on Schedule A of First Trust Global Portfolios Ltd. (listed 2020-03-30, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Apr 17, 2014
First Form ADV filing
First Trust Global Portfolios Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5c8a5fa-12af-433c-2de6-6f31b5881f05
First observed: Apr 17, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST TRUST GLOBAL PORTFOLIOS LTD.

FIRST TRUST GLOBAL PORTFOLIOS LIMITED, CRD 169173

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5c8a5fa-12af-433c-2de6-6f31b5881f05

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AJM VENTURES LLC

Shareholder

yes

10/2010

Apr 17, 2014

Mar 27, 2024

BOWEN, JAMES, ALLEN

SOLE SHAREHOLDER

yes

10/2010

Apr 17, 2014

Mar 27, 2024

BOWEN, JAMES, ALLEN

Director

yes

12/2011

Apr 17, 2014

Mar 27, 2024

CONSILIENCE S.A.R.L

Shareholder

yes

12/2011

Mar 31, 2017

Mar 27, 2024

DACOSTA, LEONARDO, ANTONIO

Director

yes

08/2016

Mar 31, 2017

Mar 27, 2024

DURAN, MARTIAL

Trustee

yes

05/2011

Apr 17, 2014

Mar 27, 2024

FIRST TRUST GLOBAL ENTERPRISES L.P.

Shareholder

yes

12/2011

Apr 17, 2014

Mar 27, 2024

FULTON, DEREK, NORMAN

CHIEF EXECUTIVE OFFICER

yes

04/2012

Apr 17, 2014

Mar 27, 2024

FULTON, DEREK, NORMAN

Shareholder

yes

05/2011

Apr 17, 2014

Mar 27, 2024

GRACE PARTNERS OF DUPAGE L.P.

LIMITED PARTNER

yes

11/1998

Apr 17, 2014

Mar 27, 2024

JACKSON, ERIK, SOREN

CHIEF COMPLIANCE OFFICER

yes

01/2016

Jan 26, 2016

Mar 27, 2024

MCGAREL, DAVID, GERARD

Director

yes

01/2016

Jan 26, 2016

Mar 27, 2024

Molere, Martin

Shareholder

yes

04/2021

Apr 9, 2021

Mar 27, 2024

ROGGENSACK, ANDREW, SCOTT

Director

yes

12/2011

Apr 17, 2014

Mar 27, 2024

THE CHARGER CORPORATION

GENERAL PARTNER

yes

11/1998

Apr 17, 2014

Mar 27, 2024

THE CHARGER CORPORATION

GENERAL PARTNER

yes

08/1991

Apr 17, 2014

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST TRUST ADVISORS LP

n/a

Asset manager

$309B

yes

n/a

VEST FINANCIAL LLC

n/a

Asset manager

$52B

yes

n/a

FIRST TRUST CAPITAL MANAGEMENT L.P.

n/a

Asset manager

$13B

yes

n/a

STONEBRIDGE ADVISORS LLC

n/a

Asset manager

$12B

yes

n/a

FIRST TRUST DIRECT INDEXING L.P.

n/a

Former SEC adviser

$1.4B

yes

n/a

FIRST TRUST INVESTMENT SOLUTIONS L.P.

n/a

Former SEC adviser

$518M

yes

n/a

FIRST TRUST CAPITAL PARTNERS LLC

n/a

yes

n/a

FIRST TRUST GLOBAL PORTFOLIOS MANAGEMENT LIMITED

n/a

yes

n/a

FIRST TRUST PORTFOLIOS L.P.

n/a

yes

n/a

VEST SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$339M

n/a

2024

Mar 28, 2025

$211M

n/a

2023

Mar 27, 2024

$172M

$171M

n/a

2022

Mar 29, 2023

$147M

n/a

2021

Mar 31, 2022

$339M

$304M

n/a

2020

Mar 31, 2021

$326M

$299M

n/a

2019

Mar 30, 2020

$182M

n/a

2018

Mar 29, 2019

$85.5M

n/a

2017

Mar 27, 2018

$63.1M

n/a

2016

Mar 31, 2017

$30.4M

n/a

2015

Mar 30, 2016

$16.8M

$6.6M

n/a

2014

Mar 31, 2015

$25.4M

$9.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$339M

$211M

60.4%

$147M

32.2%