DFX Intelligence

V••• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

V••• F•••••••• L••

CRD 165976

MCLEAN, VA

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Search this name across graphsid dfx:ria:8eff390b-4c72-f274-2dae-5bcfa06fa920

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 10
On other graphs: 0
Observed: Dec 6, 2012 to Jun 12, 2026
69 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=27.0
Regulatory AUM: $52B••• Locked
Discretionary RAUM: $52B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $3.7Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• Y•••••• C••••	Chartered Financial Analyst	MARINA DEL REY, CA	11	14	n/a	yes
K•••• S•••	n/a	MCLEAN, VA	11	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• V•••••••• L••	Shareholder	E	yes	10/2010	Sep 13, 2019	Dec 6, 2024
B••••• J••••• A••••	SOLE SHAREHOLDER	E	yes	10/2010	Sep 13, 2019	Dec 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• T•••• A••••••• L•	n/a	Asset manager	$309B	N	yes	n/a
F•••• T•••• C•••••• M••••••••• L•••	n/a	Asset manager	$13B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	0	5	0.0%	1	0	0	9	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$52B	$39B	31.8%	$10B	72.7%	52	43	0	0

Relationships

Affiliated with (10)

← F•••• T•••• C•••••• M••••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F•••• T•••• A••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ S••••••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ F•••• T•••• G••••• P••••••••• LTD.Registered adviserother investment adviser, bank, common control

Dated events

Occurred
Mar 30, 2026
Ria raum c••••e
V••• F•••••••• L•• reported RAUM $51.8B, up 32% from $39.3B (2026-01-09 to 2026-03-30)
Form ADVobserved 7 days ago
$12.5B
Occurred
Mar 31, 2025
Ria raum c••••e
V••• F•••••••• L•• reported RAUM $39.3B, up 61% from $24.4B (2024-12-06 to 2025-03-31)
Form ADVobserved 7 days ago
$14.9B
Occurred
Mar 28, 2024
Ria raum c••••e
V••• F•••••••• L•• reported RAUM $24.4B, up 142% from $10.1B (2024-01-03 to 2024-03-28)
Form ADVobserved 7 days ago
$14.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eff390b-4c72-f274-2dae-5bcfa06fa920
First observed: Dec 6, 2012
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.