DFX Intelligence

S•••• K•• C••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••• K•• C••••• S•••

Advisor at A•• L••

PLEASANT HILL, CA

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Search this name across graphsid dfx:ria:f5c92756-bb45-aefb-f450-acd2720bd6a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• L••	State registered	Oct 16, 2015	n/a	yes	PLEASANT HILL, CA	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Jul 1, 2013	Jul 8, 2013	no	CASPER, WY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• G••••• W••••• M••••••••• L••	M••••• S••••••••• I•••	Nov 27, 2015	Jan 15, 2013	-1,046	Firm change after gap	Other
M••••• A•••••••• L••	A•• L••	Jul 8, 2013	Oct 16, 2015

Relationships

Registered with (6)

→ A•• L••Registered adviserregistration: current employment
Oct 16, 2015 to presentfactForm ADV
→ P••••• G••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 29, 2012 to Nov 27, 2015factForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2013 to Jul 8, 2013factForm ADV
→ M••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5c92756-bb45-aefb-f450-acd2720bd6a8
First observed: Dec 19, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.