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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DOUGLAS ALLAN MAC CORMACK

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

West Grove, PA

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Search this name across graphsid dfx:ria:f5cf8181-5db6-8d19-d01e-009e39cd3ff9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 3, 2005
First registration: May 16, 2005
Dual registered: yes, broker-dealer
Other names: DOUGLAS A MACCORMACK|DOUGLAS ALLAN MACCORMACK
IAPD individual key: 4842053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 5, 2009	n/a	yes	West Grove, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 19, 2006	Mar 10, 2009	no	OXFORD, PA\|KENNETT SQUARE, PA\|WYOMISSING, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 7, 2005	Oct 23, 2006	no	ST. DAVID'S, PA\|WAYNE, PA\|FRAZER, PA\|WILMINGTON, DE\|GLADWYNE, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 16, 2005	Sep 2, 2005	no	HERSHEY , PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 10, 2009	Mar 5, 2009	-5	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Oct 23, 2006	Oct 19, 2006	-4	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PNC WEALTH MANAGEMENT	Sep 2, 2005	Sep 7, 2005	5	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Mar 5, 2009 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 19, 2006 to Mar 10, 2009factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 7, 2005 to Oct 23, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 16, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.