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Advisor at STRATEGIC ADVISERS LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 9, 2020 | Mar 31, 2025 | no | SAN DIEGO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 9, 2019 | Sep 3, 2020 | no | MINNEAPOLIS, MN|Las Vegas, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 3, 2020 | Oct 9, 2020 | 36 | Firm change | Ibd to ibd |