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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Isabelle D Otero

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ORLANDO, FL | SAVANNAH, GA

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Search this name across graphsid dfx:ria:f5df3fcf-ad35-6d24-c0db-7cac849104b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 9, 2003
First registration: Jun 29, 2012
Dual registered: yes, broker-dealer
Other names: BELLE OTERO|ISABELLE DIAS OTERO
IAPD individual key: 4726371

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 30, 2022	n/a	yes	ORLANDO, FL\|SAVANNAH, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 3, 2016	Feb 8, 2022	no	OCOEE, FL\|OCOEE, FL\|WINDERMERE, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 15, 2016	Dec 31, 2016	no	OCOEE, FL\|OCOEE, FL\|WINDERMERE, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 5, 2015	Sep 13, 2016	no	WINTER GARDEN, FL\|ORLANDO, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 29, 2012	May 26, 2015	no	ORLANDO, FL\|BOCA RATON, FL\|ORLANDO, FL\|CHARLOTTE, NC\|ORLANDO, FL\|OCOEE, FL\|CLERMONT, FL\|ORLANDO, FL\|NEW YORK, NY\|ATLANTA, GA\|MIAMI, FL\|MERRITT ISLAND, FL\|WINTER PARK, FL\|MERRITT ISLAND, FL\|ORLANDO, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 8, 2022	Mar 30, 2022	50	Firm change	Ibd to wirehouse
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Oct 3, 2016	-89	Bulk transfer	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Sep 13, 2016	Sep 15, 2016	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 26, 2015	Aug 5, 2015	71	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 29, 2012 to May 26, 2015factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 3, 2016 to Feb 8, 2022factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 15, 2016 to Dec 31, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 5, 2015 to Sep 13, 2016factForm ADV

Dated events

Occurred
Feb 8, 2022
Advisor changed firm
Isabelle D Otero left Truist Advisory Services, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-03-30)
Form ADVobserved 4 days ago