DFX Intelligence

L••• E•••••• J•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

L••• E•••••• J•••••••••

Advisor at U••• A•••••••

MIAMI, FL

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Search this name across graphsid dfx:ria:f5e8b7e1-c398-d0b2-277a-261222119c91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• A•••••••	Mixed wealth	Jul 18, 2025	n/a	yes	MIAMI, FL	Current employment
I••••••• A••••••• S•••••••• L••	Mixed wealth	Apr 20, 2021	Jul 22, 2025	no	MIAMI, FL\|Palmetto Bay, FL\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• A••••••• S•••••••• L••	U••• A•••••••	Jul 22, 2025	Jul 18, 2025	-4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ U••• A•••••••Registered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2021 to Jul 22, 2025factForm ADV

Dated events

Occurred
Jul 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5e8b7e1-c398-d0b2-277a-261222119c91
First observed: Apr 20, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.