DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CONESTOGA WEALTH PARTNERS
GIG HARBOR, WA | Gig Harbor, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONESTOGA WEALTH PARTNERS | State registered | Jan 1, 2020 | n/a | yes | GIG HARBOR, WA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 17, 2019 | n/a | yes | Gig Harbor, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 30, 2011 | Apr 24, 2019 | no | SILVERDALE, WA|GIG HARBOR, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 17, 2011 | no | Silverdale, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 4, 2005 | Jun 1, 2009 | no | SILVERDALE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 20, 1997 | Nov 10, 2005 | no | GIG HARBOR, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | COMMONWEALTH FINANCIAL NETWORK | Apr 24, 2019 | Apr 17, 2019 | -7 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 17, 2011 | Sep 30, 2011 | -17 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Nov 10, 2005 | Nov 4, 2005 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:8032:WA:2019-04-24 | Apr 24, 2019 | Apr 17, 2019 | GIG HARBOR, WA | Firm change |