DFX Intelligence

G••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst29 years in industry

G••• B••••••

Advisor at S••••••• S•••••••• C•••••• M••••••••• L••

CORVALLIS, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• S•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• S•••••••• C•••••• M••••••••• L••	Independent wealth	Aug 19, 2016	n/a	yes	CORVALLIS, OR	Current employment
1•• G••••• A••••••• I••	Former SEC adviser	Sep 24, 2001	Apr 3, 2008	no	CORVALLIS, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	S••••••• S•••••••• C•••••• M••••••••• L••	Apr 3, 2008	Aug 19, 2016	3,060	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• S•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 19, 2016 to presentfactForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Sep 24, 2001 to Apr 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 24, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.