DFX Intelligence

W•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

W•••

W••• FINANCIAL INC., CRD 333826

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:f5f7fd7e-f9ad-c80b-7073-decc6c954057

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 25, 2024 to Mar 30, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $127,775••• Locked
Discretionary RAUM: $127,775
Private client RAUM: $127,775derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• J•••• W••••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	yes	06/2021	Dec 25, 2024	Dec 25, 2024
W•••• S•••• C•••••••••	CHIEF EXECUTIVE OFFICER	C	yes	04/2021	Dec 25, 2024	Dec 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$127,775	$0	n/a	n/a	n/a	2	2	0	0

Relationships

Controls (2)

← S•••••• J•••• W••••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 25, 2024 to Dec 25, 2024factForm ADV
← W•••• S•••• C•••••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Dec 25, 2024 to Dec 25, 2024factForm ADV

Owns (2)

← P••••••• P•••••• M••••••OwnerOWNER, ownership code NA, individual
Dec 25, 2024 to Dec 25, 2024factForm ADV
← C•••••••• M••••••• M••••••OwnerOWNER, ownership code NA, individual

Dated events

Occurred
Dec 25, 2024
First Form ADV filing
Wing filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5f7fd7e-f9ad-c80b-7073-decc6c954057
First observed: Dec 25, 2024
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.