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SEC-registered adviser

W•••

Independent wealth managerNewport Beach, CaliforniaCRD 333826SEC 801-131883websiteIAPD
Legal name W••• F•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Dec 25, 2024 · 4 filings
SEC status approved since Feb 10, 2025
RAUM
$127,775
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$127,775 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$127,775 as of Mar 30, 2026
Feb 6, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Feb 6, 20250 then
Employees (5.A)2 as of Mar 30, 2026
Feb 6, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4,259derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planningreportedItem 5.G
Wrap fee program
$127,775reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$127,775100%
Individual clients
23reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
51-100reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••• J•••• W•••••• · President And Chief Compliance Officercontrol
        since 06/2021 · owns 25% to 50%
      • W•••• S•••• C••••••••• · Chief Executive Officercontrol
        since 04/2021 · owns 25% to 50%
      • C•••••••• M••••••• M•••••• · Owner
        since 04/2021 · owns less than 5%
      • P••••••• P•••••• M•••••• · Owner
        since 04/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 30
        Jun 4, 2025 to Mar 30, 2026
      • Individual clients · unset to 23.0
        Jun 4, 2025 to Mar 30, 2026
      • Financial planning clients · 0 to 51-100
        Jun 4, 2025 to Mar 30, 2026
      • Discretionary RAUM · $15,515 to $127,775
        Jun 4, 2025 to Mar 30, 2026
      • Individual RAUM · $15,515 to $127,775
        Jun 4, 2025 to Mar 30, 2026
      • RAUM · $15,515 to $127,775
        Jun 4, 2025 to Mar 30, 2026
      • Accounts · 0 to 5
        Feb 6, 2025 to Jun 4, 2025
      • Financial planning clients · 0 to 0
        Feb 6, 2025 to Jun 4, 2025
      • Discretionary RAUM · $0 to $15,515
        Feb 6, 2025 to Jun 4, 2025
      • Individual RAUM · unset to 15515.0
        Feb 6, 2025 to Jun 4, 2025
      • RAUM · $0 to $15,515
        Feb 6, 2025 to Jun 4, 2025
      • Wrap assets (manager) · unset to 0.0
        Dec 25, 2024 to Feb 6, 2025
      • Wrap assets (sponsor) · unset to 0.0
        Dec 25, 2024 to Feb 6, 2025
      Signals
      1 dated events
      • Wing filed its initial SEC registration (Form ADV)
        Dec 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      s••••••@w•••.appreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      h••••@w•••.appreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      w•••.appreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      9492099584reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026