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B•••• E•••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

B•••• E•••••••• A•••••

Advisor at G•••••• F••••••••

ANAHEIM, CA | ANAHEIM HILLS, CA

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Search this name across graphsid dfx:ria:f5faf7ea-7d22-d1be-ad74-654598638294

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• F••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 2022	n/a	yes	ANAHEIM, CA\|ANAHEIM HILLS, CA	Current employment
G•••••• F••••••••	State registered	Jan 17, 2020	n/a	yes	ANAHEIM HILLS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	G•••••• F••••••••	Jan 28, 2022	Jan 17, 2020	-742	Firm change after gap	Ibd to state RIA
C•••••••• F••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Mar 7, 2018

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 24, 2022 to presentfactForm ADV
→ G•••••• F••••••••Registered adviserregistration: current employment
Jan 17, 2020 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2018 to Jan 28, 2022factForm ADV
→ C•••••••• F••••••••• I•••

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
B•••• E•••••••• A••••• left W••••••• F•••••••• S•••••••• I••• for G•••••• F•••••••• (registered 2020-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5faf7ea-7d22-d1be-ad74-654598638294
First observed: Jan 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.