RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E•••••••• A•••••
- Professional profile
- linkedin.com/in/betty-azmoon-cdfa-r-226976111reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L•• F•••••••• L•• BD affiliated currentsince Jan 24, 2022 · Anaheim, Ca
- G•••••• F•••••••• state registered currentsince Jan 17, 2020 · Anaheim Hills, Ca
- W••••••• F•••••••• S•••••••• I••• formerMar 5, 2018 to Jan 28, 2022 · Anaheim, Ca
- C•••••••• F••••••••• I••• BD affiliatedOct 6, 2009 to Mar 7, 2018 · Anaheim Hills, Ca
- S•• I••••••••• I••• formerApr 11, 2008 to Oct 30, 2009 · Appleton, Wi
- C•••• C•••••• S••••••••• L••• formerJan 14, 2002 to Apr 30, 2008 · Orange, Ca
- W••••••• F•••••••• S•••••••• I••• to G•••••• F••••••••left Jan 28, 2022, registered Jan 17, 2020 (-742 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C•••••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 7, 2018, registered Mar 5, 2018 (-2 days) · Other
- S•• I••••••••• I••• to C•••••••• F••••••••• I•••left Oct 30, 2009, registered Oct 6, 2009 (-24 days) · Other
- C•••• C•••••• S••••••••• L••• to S•• I••••••••• I•••left Apr 30, 2008, registered Apr 11, 2008 (-19 days) · Other
- B•••• E•••••••• A••••• left W••••••• F•••••••• S•••••••• I••• for G•••••• F•••••••• (registered 2020-01-17)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address