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RIA / WealthAdvisorCertified Financial Planner11 years in industry

WILLIAM EVANS SHAFROTH

Advisor at AVIOR WEALTH MANAGEMENT, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:f602280b-1550-ad67-8985-1d221aedc6ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 4, 2014
First registration: Nov 5, 2014
Dual registered: no
Other names: WILLIAM EVANS SHAFROTH|WILLIAM EVANS SHAFROTH|WILLIAM SHAFROTH
IAPD individual key: 6388027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	Oct 31, 2018	n/a	yes	OMAHA, NE	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 24, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 20, 2016	Jul 13, 2018	no	OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 5, 2014	May 8, 2015	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	AVIOR WEALTH MANAGEMENT, LLC	Sep 24, 2018	Oct 31, 2018	37	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	May 8, 2015	Jul 20, 2016	439	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (4)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 24, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 20, 2016 to Jul 13, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 5, 2014 to May 8, 2015factForm ADV

Dated events

No dated event names this entity yet.