This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MMA ASSET MANAGEMENT LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 22, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

6

Exams

S66

First exam

Aug 22, 2007

First registration

Sep 5, 2008

Dual registered

yes, broker-dealer

IAPD individual key

5318533

• Occurred

  Apr 3, 2023
  Advisor changed firm

  Andrew Patrick Bray left Lpl Financial Llc for Mma Asset Management Llc (registered 2023-04-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f614c8db-1868-cd18-9bee-d340fd3cc984

First observed

Sep 5, 2008

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.