DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Fayetteville, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jul 27, 2015 | n/a | yes | Fayetteville, AR | Current employment |
| P•• A••••••• S•••••••• L•• | Independent wealth | Jun 1, 2011 | Dec 31, 2015 | no | FAYETTEVILLE, AR|ALBANY, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• A••••••• S•••••••• L•• | W•••• I••••••••• A•••••••• L•• | Dec 31, 2015 | Jul 27, 2015 | -157 | Firm change after gap | Other |
| A••••••••• L•• | P•• A••••••• S•••••••• L•• | Jun 28, 2011 | Jun 1, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125648:208512:NY:2015-12-31 | Dec 31, 2015 | Jul 27, 2015 | ALBANY, NY | Firm change after gap |
| A••••••••• L•• | n/a | Oct 16, 2006 | Jun 28, 2011 | no | ROGERS, AR | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jan 31, 2006 | Oct 2, 2006 | no | FAYETTEVILLE, AR|FAYETTEVILLE, AR | Previous registration |
| -27 |
| Firm change |
| Other |
| M••••• K••••• • C••••••• L•• | A••••••••• L•• | Oct 2, 2006 | Oct 16, 2006 | 14 | Firm change | Other |