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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

CONSTANTINE KALLENEKOS

Advisor at RBC CAPITAL MARKETS, LLC

Tampa, FL | ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:f616f66e-85ff-4cce-ef99-7113e63abd6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 14, 1995
First registration: Mar 17, 2004
Dual registered: yes, broker-dealer
Other names: DINO KALLENEKOS
IAPD individual key: 2652407

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	May 20, 2022	n/a	yes	ST. PETERSBURG, FL\|Tampa, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 29, 2010	Jun 9, 2022	no	New York, NY\|New York, NY\|Tampa, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 14, 2006	Jul 2, 2010	no	NEW YORK, NY\|WEEHAWKEN, NJ\|NEW YORK, NY\|WEEHAWKEN, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 17, 2004	Jul 21, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Jun 9, 2022	May 20, 2022	-20	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jul 2, 2010	Jun 29, 2010	-3	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Jul 21, 2006	Jul 14, 2006	-7	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
May 20, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 29, 2010 to Jun 9, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 14, 2006 to Jul 2, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 17, 2004 to Jul 21, 2006factForm ADV

Dated events

Occurred
Jun 9, 2022
Advisor changed firm
Constantine Kallenekos left Morgan Stanley for Rbc Capital Markets, Llc (registered 2022-05-20)
Form ADVobserved 4 days ago