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RIA / WealthAdvisor29 years in industry

Christopher Behan

Advisor at RIA ADVISORS

HOUSTON, TX

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Search this name across graphsid dfx:ria:f61cf338-9e96-fd39-7ad9-49e64f9812b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIA ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 5, 1997
First registration: Nov 8, 2004
Dual registered: no
IAPD individual key: 2848210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIA ADVISORS	Independent wealth	Jan 14, 2022	n/a	yes	HOUSTON, TX	Current employment
HAVEN WEALTH GROUP	Independent wealth	Feb 22, 2021	Nov 11, 2021	no	HOUSTON, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 31, 2008	Jan 29, 2021	no	Houston, TX\|HOUSTON, TX\|Plano, TX\|Houston, TX\|Westlake, TX\|Atlanta, GA\|Houston, TX\|Plano, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 26, 2007	Feb 28, 2008	no	HOUSTON, TX\|W. CONSHOCHOCKEN, PA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 5, 2006	Jan 5, 2007	no	HOUSTON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 8, 2004	Dec 16, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAVEN WEALTH GROUP	RIA ADVISORS	Nov 11, 2021	Jan 14, 2022	64	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	HAVEN WEALTH GROUP	Jan 29, 2021	Feb 22, 2021	24	Firm change	Ibd to RIA
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Feb 28, 2008	Mar 31, 2008	32	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	TD AMERITRADE, INC.	Jan 5, 2007	Jan 26, 2007	21	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	VALIC FINANCIAL ADVISORS, INC.	Dec 16, 2004	Oct 5, 2006	658	Firm change after gap	Other

Relationships

Registered with (6)

→ RIA ADVISORSRegistered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ HAVEN WEALTH GROUPRegistered adviserregistration: previous registration
Feb 22, 2021 to Nov 11, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 31, 2008 to Jan 29, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 26, 2007 to Feb 28, 2008factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 5, 2006 to Jan 5, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 8, 2004 to Dec 16, 2004factForm ADV

Dated events

No dated event names this entity yet.