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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN WALDRON SULLIVAN

Advisor at TOEWS ASSET MANAGEMENT

NORTHFIELD, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOEWS ASSET MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 23, 1995
First registration: Apr 30, 2000
Dual registered: yes, broker-dealer
Other names: JOHN WALDRON SULLIVAN
IAPD individual key: 1185203

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOEWS ASSET MANAGEMENT	Asset manager	Nov 22, 2023	n/a	yes	NORTHFIELD, NJ	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 22, 2022	Apr 17, 2023	no	Ipswich, MA\|Malden, MA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Feb 6, 2018	Apr 27, 2023	no	Malden, MA\|MALDEN, MA	Previous registration
NESTEGGS, INC.	Other adviser	Oct 18, 2016	May 25, 2017	no	Ipswich, MA\|JACKSONVILLE, FL	Previous registration
DETWILER FENTON INVESTMENT MANAGEMENT LLC	Former SEC adviser	Aug 25, 2010	Jul 1, 2015	no	BOSTON, MA	Previous registration
DETWILER FENTON & CO.	n/a	Jul 15, 2009	Dec 1, 2010	no	TOPSFIELD, MA\|BOSTON, MA	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 24, 2007	Nov 5, 2007	no	IPSWICH, MA\|PLANO, TX	Previous registration
TIAA-CREF TRUST COMPANY, FSB	n/a	Apr 30, 2000	Nov 3, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 27, 2023	Dec 22, 2022	-126	Firm change after gap	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	TOEWS ASSET MANAGEMENT	Apr 17, 2023	Nov 22, 2023	219	Firm change	Other
NESTEGGS, INC.	CANTELLA & CO., INC.	May 25, 2017	Feb 6, 2018	257	Firm change	Other
DETWILER FENTON INVESTMENT MANAGEMENT LLC	NESTEGGS, INC.	Jul 1, 2015	Oct 18, 2016	475	Firm change after gap	Other
DETWILER FENTON & CO.	DETWILER FENTON INVESTMENT MANAGEMENT LLC	Dec 1, 2010	Aug 25, 2010	-98	Firm change after gap	Other
FISHER INVESTMENTS	DETWILER FENTON & CO.	Nov 5, 2007	Jul 15, 2009	618	Firm change after gap	Other
TIAA-CREF TRUST COMPANY, FSB	FISHER INVESTMENTS	Nov 3, 2006	Apr 24, 2007	172	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13905:134139:MA:2023-04-27	Apr 27, 2023	Dec 22, 2022	MALDEN, MA	Firm change after gap

Relationships

Registered with (8)

→ TOEWS ASSET MANAGEMENTRegistered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Feb 6, 2018 to Apr 27, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 22, 2022 to Apr 17, 2023factForm ADV
→ NESTEGGS, INC.Registered adviserregistration: previous registration
Oct 18, 2016 to May 25, 2017factForm ADV
→ DETWILER FENTON INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 25, 2010 to Jul 1, 2015factForm ADV
→ DETWILER FENTON & CO.Registered adviserregistration: previous registration
Jul 15, 2009 to Dec 1, 2010factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 24, 2007 to Nov 5, 2007factForm ADV
→ TIAA-CREF TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Apr 30, 2000 to Nov 3, 2006factForm ADV

Dated events

Occurred
Apr 27, 2023
Advisor changed firm
John Waldron Sullivan left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-22)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2023
Advisor changed firm
John Waldron Sullivan left Cambridge Investment Research Advisors, Inc. for Toews Asset Management (registered 2023-11-22)
Form ADVobserved 5 days ago