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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

TOEWS ASSET MANAGEMENT

TOEWS CORPORATION, CRD 106304

NORTHFIELD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffc21d81-7116-3b84-bf3d-172b0d6b446e

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 14
On other graphs: 0
Observed: Feb 22, 2012 to Mar 26, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=8.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $17.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $69.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 129
Individual clients: 113
High net worth clients: 4
Custody, client assets: $4.4M
SEC number: 801-47765
CIK: 932000
CRD: 106304
Filings on the tape: 36
First filed: Feb 22, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILLIP RAY TOEWS	n/a	NEW YORK, NY \| NORTHFIELD, NJ	30	34	n/a	no
RANDALL DEAN SCHROEDER	n/a	NORTHFIELD, NJ	25	28	n/a	no
EBEN TIMOTHY BURR	n/a	n/a	16	21	n/a	yes
JASON ANDREW GRAFFIUS	n/a	NORTHFIELD, NJ	9	25	1	no
CHARLES JOSEPH COLLINS	n/a	NORTHFIELD, NJ	9	19	n/a	no
Landon Gould	n/a	NORTHFIELD, NJ	8	10	n/a	no
SANDY L ALKINS	n/a	NORTHFIELD, NJ	6	26	n/a	no
JOSHUA SPIELMAN GLAZER	n/a	Arlington Heights, IL	5	17	3	yes
DONALD BLAKE JORDAN	n/a	Mobile, AL \| NORTHFIELD, NJ	5	12	1	yes
Yu Jin Kim	n/a	NORTHFIELD, NJ	5	11	1	yes
Eric Esposito	n/a	NORTHFIELD, NJ	3	11	n/a	no
CORY JAMES KENDALL	n/a	NORTHFIELD, NJ	3	26	3	no
JOHN WALDRON SULLIVAN	n/a	NORTHFIELD, NJ	2	30	7	yes
CHRISTOPHER MICHAEL COLLINS	n/a	NORTHFIELD, NJ	2	13	3	yes
JACOB ARTHUR GAYLE	n/a	NORTHFIELD, NJ \| New York, NY	0	10	2	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ASCENSION FUND, L.P.	Hedge Fund	$0	Apr 10, 2019	0	Apr 25, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURR, EBEN, TIMOTHY	President	Na	yes	01/2019	Mar 30, 2020	Mar 25, 2024
GRAFFIUS, JASON, ANDREW	CHIEF OPERATING AND FINANCIAL OFFICER	Na	yes	06/2021	Mar 30, 2020	Mar 25, 2024
Kim, Yu Jin	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Mar 28, 2022	Mar 25, 2024
TOEWS, PHILLIP, RAY	CEO, SOLE SHAREHOLDER AND SOLE DIRECTOR	E	yes	10/1994	Feb 22, 2012	Mar 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.0B	$1.0B	20	16	1	n/a	n/a
2024	Mar 21, 2025	$945M	$945M	22	18	1	n/a	n/a
2023	Mar 25, 2024	$999M	$999M	24	17	1	n/a	n/a
2022	Mar 23, 2023	$1.1B	$1.1B	22	17	1	n/a	n/a
2021	Mar 28, 2022	$1.3B	$1.3B	21	17	1	n/a	n/a
2020	Mar 30, 2021	$2.2B	$1.3B	21	16	8	n/a	n/a
2019	Mar 30, 2020	$1.7B	$921M	18	14	5	n/a	n/a
2018	Mar 29, 2019	$1.5B	$1.5B	18	13	7	1	$0
2017	Mar 27, 2018	$1.9B	$1.9B	19	18	7	1	$0
2016	Mar 23, 2017	$1.6B	$1.6B	18	18	n/a	1	$0
2015	Mar 22, 2016	$1.2B	$1.2B	14	14	n/a	1	$0
2014	Mar 10, 2015	$1.1B	$1.1B	14	14	n/a	1	$0
2013	Mar 14, 2014	$764M	$764M	9	9	n/a	n/a	n/a
2012	Mar 7, 2013	$468M	$468M	5	2	n/a	n/a	n/a
2011	Feb 22, 2012	$373M	$373M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$945M	9.8%	$1.1B	-3.2%	20	22	1	1

Relationships

Registered with (22)

← JACOB ARTHUR GAYLEAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← CHRISTOPHER MICHAEL COLLINSAdvisorregistration: current employment
Nov 28, 2023 to presentfactForm ADV
← JOHN WALDRON SULLIVANAdvisorregistration: current employment
Nov 22, 2023 to presentfactForm ADV
← CORY JAMES KENDALLAdvisorregistration: current employment
Aug 25, 2023 to presentfactForm ADV
← Eric EspositoAdvisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← Yu Jin KimAdvisorregistration: current employment
May 19, 2021 to presentfactForm ADV
← DONALD BLAKE JORDANAdvisorregistration: current employment
Dec 17, 2020 to presentfactForm ADV
← JOSHUA SPIELMAN GLAZERAdvisorregistration: current employment
Oct 26, 2020 to presentfactForm ADV
← SANDY L ALKINSAdvisorregistration: current employment
Feb 25, 2020 to presentfactForm ADV
← Landon GouldAdvisorregistration: current employment
Nov 22, 2017 to presentfactForm ADV
← CHARLES JOSEPH COLLINSAdvisorregistration: current employment
Mar 31, 2017 to presentfactForm ADV
← JASON ANDREW GRAFFIUSAdvisorregistration: previous registration
Jun 28, 2001 to Jan 16, 2007factForm ADV
← EBEN TIMOTHY BURRAdvisorregistration: current employment
May 31, 2010 to presentfactForm ADV
← RANDALL DEAN SCHROEDERAdvisorregistration: current employment
Jan 5, 2001 to presentfactForm ADV
← PHILLIP RAY TOEWSAdvisorregistration: current employment
Sep 25, 1995 to presentfactForm ADV
← GREGORY THOMAS BRUNCKAdvisorregistration: previous registration
Oct 9, 2018 to Feb 28, 2025factForm ADV
← HAROLD WAYNE CLEMONSAdvisorregistration: previous registration
Oct 11, 2022 to Dec 2, 2024factForm ADV
← KEVIN PATRICK KENNYAdvisorregistration: previous registration
Apr 4, 2016 to Jul 31, 2024factForm ADV
← CALEB JOHN MOYERAdvisorregistration: previous registration
Oct 12, 2021 to Apr 25, 2022factForm ADV
← Paul Harlow SammonsAdvisorregistration: previous registration
Nov 21, 2017 to Jul 23, 2021factForm ADV
← Ryan Steven ConnollyAdvisorregistration: previous registration
Aug 22, 2017 to May 17, 2021factForm ADV
← KEVNE LEA SHARPEAdvisorregistration: previous registration
Apr 25, 2014 to Sep 21, 2017factForm ADV

Controls (4)

← TOEWS, PHILLIP, RAYOwnerCEO, SOLE SHAREHOLDER AND SOLE DIRECTOR, ownership code E, individual
Feb 22, 2012 to Mar 25, 2024factForm ADV
← Kim, Yu JinOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2022 to Mar 25, 2024factForm ADV
← GRAFFIUS, JASON, ANDREWOwnerCHIEF OPERATING AND FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2020 to Mar 25, 2024factForm ADV
← BURR, EBEN, TIMOTHYOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2020 to Mar 25, 2024factForm ADV

Advises (1)

→ ASCENSION FUND, L.P.Private fundHedge Fund, IA, no longer reported
Apr 25, 2014 to Apr 10, 2019factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 28, 2025
Advisor changed firm
Gregory Thomas Brunck left Toews Asset Management for Rbc Securities, Inc. (registered 2025-04-02)
Form ADVobserved 5 days ago
Occurred
Dec 2, 2024
Advisor changed firm
Harold Wayne Clemons left Toews Asset Management for Potomac (registered 2025-08-26)
Form ADVobserved 5 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Kevin Patrick Kenny left Toews Asset Management for 3Edge Asset Management, Lp (registered 2024-09-09)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2024
Control person left
Dean Randall Schroeder (Managing Director) no longer on Schedule A of Toews Asset Management (listed 2023-08-28, absent 2024-03-25)
Form ADVobserved 5 days ago
Occurred
Aug 28, 2023
Control person left
Marshall Daniel Kullman (Sales And Marketing Director And Director Of Education And Training) no longer on Schedule A of Toews Asset Management (listed 2023-05-02, absent 2023-08-28)
Form ADVobserved 5 days ago
Occurred
Apr 25, 2022
Advisor changed firm
Caleb John Moyer left Toews Asset Management for Creative Planning (registered 2022-04-20)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Toews Asset Management reported RAUM $1.3B, down 43% from $2.2B (2021-07-28 to 2022-03-28)
Form ADVobserved 5 days ago
$-930M
Occurred
Mar 28, 2022
Control person joined
Yu Jin Kim (Chief Compliance Officer) appeared on Schedule A of Toews Asset Management
Form ADVobserved 5 days ago
Occurred
Jun 29, 2021
Control person left
Lynn Jennifer Rodriguez (Chief Compliance Officer) no longer on Schedule A of Toews Asset Management (listed 2021-03-30, absent 2021-06-29)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Toews Asset Management reported RAUM $2.2B, up 31% from $1.7B (2020-12-17 to 2021-03-30)
Form ADVobserved 5 days ago
$519M
Occurred
Mar 30, 2021
Control person joined
Marshall Daniel Kullman (Sales And Marketing Director And Director Of Education And Training) appeared on Schedule A of Toews Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Andrew Jason Graffius (Chief Operating Officer) appeared on Schedule A of Toews Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Timothy Eben Burr (Managing Director) appeared on Schedule A of Toews Asset Management
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2022
Toews Asset Management reported 1 offices beyond its principal office, down from 8 (2021-07-28 to 2022-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffc21d81-7116-3b84-bf3d-172b0d6b446e
First observed: Feb 22, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOEWS ASSET MANAGEMENT

TOEWS CORPORATION, CRD 106304

NORTHFIELD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffc21d81-7116-3b84-bf3d-172b0d6b446e

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILLIP RAY TOEWS

n/a

NEW YORK, NY | NORTHFIELD, NJ

n/a

RANDALL DEAN SCHROEDER

n/a

NORTHFIELD, NJ

n/a

EBEN TIMOTHY BURR

n/a

yes

JASON ANDREW GRAFFIUS

n/a

NORTHFIELD, NJ

CHARLES JOSEPH COLLINS

n/a

NORTHFIELD, NJ

n/a

Landon Gould

n/a

NORTHFIELD, NJ

n/a

SANDY L ALKINS

n/a

NORTHFIELD, NJ

n/a

JOSHUA SPIELMAN GLAZER

n/a

Arlington Heights, IL

yes

DONALD BLAKE JORDAN

n/a

Mobile, AL | NORTHFIELD, NJ

yes

Yu Jin Kim

n/a

NORTHFIELD, NJ

yes

Eric Esposito

n/a

NORTHFIELD, NJ

n/a

CORY JAMES KENDALL

n/a

NORTHFIELD, NJ

JOHN WALDRON SULLIVAN

n/a

NORTHFIELD, NJ

yes

CHRISTOPHER MICHAEL COLLINS

n/a

NORTHFIELD, NJ

yes

JACOB ARTHUR GAYLE

n/a

NORTHFIELD, NJ | New York, NY

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ASCENSION FUND, L.P.

Hedge Fund

Apr 10, 2019

Apr 25, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURR, EBEN, TIMOTHY

President

yes

01/2019

Mar 30, 2020

Mar 25, 2024

GRAFFIUS, JASON, ANDREW

CHIEF OPERATING AND FINANCIAL OFFICER

yes

06/2021

Mar 30, 2020

Mar 25, 2024

Kim, Yu Jin

CHIEF COMPLIANCE OFFICER

yes

02/2022

Mar 28, 2022

Mar 25, 2024

TOEWS, PHILLIP, RAY

CEO, SOLE SHAREHOLDER AND SOLE DIRECTOR

yes

10/1994

Feb 22, 2012

Mar 25, 2024

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.0B

n/a

2024

Mar 21, 2025

$945M

n/a

2023

Mar 25, 2024

$999M

n/a

2022

Mar 23, 2023

$1.1B

n/a

2021

Mar 28, 2022

$1.3B

n/a

2020

Mar 30, 2021

$2.2B

$1.3B

n/a

2019

Mar 30, 2020

$1.7B

$921M

n/a

2018

Mar 29, 2019

$1.5B

2017

Mar 27, 2018

$1.9B

2016

Mar 23, 2017

$1.6B

n/a

2015

Mar 22, 2016

$1.2B

n/a

2014

Mar 10, 2015

$1.1B

n/a

2013

Mar 14, 2014

$764M

n/a

2012

Mar 7, 2013

$468M

n/a

2011

Feb 22, 2012

$373M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$945M

9.8%

$1.1B

-3.2%