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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Daytona Beach, FL | DeLand, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2020 | n/a | yes | Daytona Beach, FL|DeLand, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 18, 2007 | Oct 16, 2020 | no | DELAND, FL|DAYTONA BEACH, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 28, 2003 | Oct 16, 2007 | no | DAYTONA BEACH, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 29, 1997 | Jan 24, 2003 | no | DELAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 16, 2020 | Oct 5, 2020 | -11 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Oct 16, 2007 | Oct 18, 2007 | 2 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Jan 24, 2003 | Mar 28, 2003 | 63 | Firm change | Other |