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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Katrina Larisa Peck

Advisor at LPL ENTERPRISE, LLC

FRUITLAND, ID

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Search this name across graphsid dfx:ria:f628efab-9f86-8f4d-3b14-ba8bfdf09789

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S66|S63
First exam: Nov 20, 1996
First registration: May 31, 2006
Dual registered: yes, broker-dealer
Other names: KATRINA LARISA RUSH|KATRINA LARISA PECK|KATRINA LARISA PARKS
IAPD individual key: 2709929

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 18, 2024	n/a	yes	FRUITLAND, ID	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Apr 9, 2020	Oct 3, 2024	no	FORT WORTH, TX\|Fruitand, ID\|FORT WORTH, TX	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	May 13, 2019	Apr 7, 2020	no	SACRAMENTO, CA	Previous registration
LWI FINANCIAL INC.	Former SEC adviser	May 26, 2016	May 26, 2016	no	Sacramento, CA\|SAN JOSE, CA	Previous registration
AW SECURITIES	Former SEC adviser	Jun 11, 2008	Dec 31, 2010	no	FOLSOM, CA\|SACRAMENTO, CA	Previous registration
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Mar 26, 2008	Nov 5, 2012	no	SACRAMENTO, CA	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	May 31, 2006	Aug 17, 2007	no	FOLSOM, CA\|FOLSOM, CA\|FOLSOM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	LPL ENTERPRISE, LLC	Oct 3, 2024	Nov 18, 2024	46	Firm change	Ibd to new firm
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	FIRST COMMAND ADVISORY SERVICES	Apr 7, 2020	Apr 9, 2020	2	Firm change	Ibd to ibd
LWI FINANCIAL INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	May 26, 2016	May 13, 2019	1,082	Firm change after gap	Other
ALLWORTH FINANCIAL, L.P.	AW SECURITIES	Nov 5, 2012	Jun 11, 2008	-1,608	Firm change after gap	Other
AW SECURITIES	LWI FINANCIAL INC.	Dec 31, 2010	May 26, 2016	1,973	Firm change after gap	Other
BRECEK & YOUNG ADVISORS, INC.	ALLWORTH FINANCIAL, L.P.	Aug 17, 2007	Mar 26, 2008	222	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281958:8733:TX:2024-10-01	Oct 3, 2024	Nov 18, 2024	FORT WORTH, TX	Firm change

Relationships

Registered with (7)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 9, 2020 to Oct 3, 2024factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
May 13, 2019 to Apr 7, 2020factForm ADV
→ LWI FINANCIAL INC.Registered adviserregistration: previous registration
May 26, 2016 to May 26, 2016factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Mar 26, 2008 to Nov 5, 2012factForm ADV
→ AW SECURITIESRegistered adviserregistration: previous registration
Jun 11, 2008 to Dec 31, 2010factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
May 31, 2006 to Aug 17, 2007factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
Katrina Larisa Peck left First Command Advisory Services for Lpl Enterprise, Llc (registered 2024-11-18)
Form ADVobserved 4 days ago