DFX Intelligence

T••••• A•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

T••••• A•••••• D••••

Advisor at R•••• I••••••••• A••••••• L••

Monroe, LA | KENTWOOD, MI

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Search this name across graphsid dfx:ria:f62de3de-6c59-08d9-c59d-2655c9996188

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 9, 2026	n/a	yes	Monroe, LA\|KENTWOOD, MI	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Dec 5, 2023	Feb 11, 2026	no	BATON ROUGE, LA\|SHREVEPORT, LA\|OVERLAND PARK, KS\|MONROE, LA\|MONROE, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	R•••• I••••••••• A••••••• L••	Feb 11, 2026	Feb 9, 2026	-2	Firm change	Ibd to ibd
P•••• S••••••••• L••	V•••• F•••••••• A•••••••• I•••	Sep 20, 2023	Dec 5, 2023

Relationships

Registered with (5)

→ R•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2023 to Feb 11, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
May 10, 2022 to Sep 20, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
T••••• A•••••• D•••• left V•••• F•••••••• A•••••••• I••• for R•••• I••••••••• A••••••• L•• (registered 2026-02-09)
Form ADVobserved 7 days ago
Occurred
Sep 20, 2023
Advisor changed firm
T••••• A•••••• D•••• left P•••• S••••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2023-12-05)
Form ADVobserved 7 days ago
Occurred
Apr 29, 2022
Advisor changed firm
T••••• A•••••• D•••• left C••••• I••••••••• A••••••• L•• for P•••• S••••••••• L•• (registered 2022-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f62de3de-6c59-08d9-c59d-2655c9996188
First observed: Mar 30, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.