DFX Intelligence

A•••• L••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A•••• L••• P••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Wichita Falls, TX

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Search this name across graphsid dfx:ria:f6337e9b-5d4f-1ce7-94bc-d180a394a88f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jun 21, 2024	n/a	yes	Wichita Falls, TX	Current employment
N• S•••• • A••••••••• P•••	Former SEC adviser	Feb 28, 2018	Dec 6, 2019	no	OLYMPIA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N• S•••• • A••••••••• P•••	T••••••• I••••••••• M••••••••• I•••	Dec 6, 2019	Jun 21, 2024	1,659	Firm change after gap	Other
L•• F•••••••• L••	N• S•••• • A••••••••• P•••	Dec 20, 2017	Feb 28, 2018

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ N• S•••• • A••••••••• P•••Registered adviserregistration: previous registration
Feb 28, 2018 to Dec 6, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 16, 2016 to Dec 20, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6337e9b-5d4f-1ce7-94bc-d180a394a88f
First observed: May 16, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.