DFX Intelligence

N• S•••• • A••••••••• P•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N• S•••• • A••••••••• P•••

CRD 116894

OLYMPIA, WA

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Search this name across graphsid dfx:ria:a488b423-f749-133a-c0ac-7390e40e55fc

Data as of Apr 11, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2012 to Apr 11, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $33.4M••• Locked
Discretionary RAUM: $33.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 80
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••• N•••••• R••••••	CHIEF COMPLIANCE OFFICER/PRESIDENT	E	yes	01/1976	Mar 28, 2012	Apr 11, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$33.4M	$33.4M	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$33.4M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••• W•••••	2	Jan 23, 2023	Jul 7, 2022	OLYMPIA, WA	Team lift out	Other	100.0%

Relationships

Controls (1)

← S••••• N•••••• R••••••OwnerCHIEF COMPLIANCE OFFICER/PRESIDENT, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (7)

← STACIE RENAE NEMETZAdvisorregistration: previous registration
Sep 17, 2019 to Jan 23, 2023factForm ADV
← LAURA CARLSONAdvisorregistration: previous registration
Mar 29, 2022 to Jan 23, 2023factForm ADV
← RALPH GREGORY LATZA

Dated events

Occurred
Jan 23, 2023
Team lift-out
2 advisors left N• S•••• • A••••••••• P••• (Olympia, WA) for A••••• W••••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Jan 23, 2023
Advisor changed firm
Laura Carlson left N• S•••• • A••••••••• P••• for A••••• W••••• (registered 2022-07-07)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2023
Advisor changed firm
Stacie Renae Nemetz left N• S•••• • A••••••••• P••• for A••••• W••••• (registered 2022-07-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a488b423-f749-133a-c0ac-7390e40e55fc
First observed: Mar 28, 2012
Last observed: Apr 11, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.