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Advisor at EQUITABLE ADVISORS, LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 14, 2026 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 11, 2021 | Aug 7, 2026 | no | Newport Beach, CA|IRVINE, CA|NEWPORT BEACH, CA|SANTA ANA, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA|Corona Del Mar, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2007 | Jun 11, 2021 | no | IRVINE, CA|ANAHEIM, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 4, 2007 | no | SANTA ANA, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 24, 2000 | Apr 2, 2007 | no | SANTA ANA, CA|SANTA ANA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | EQUITABLE ADVISORS, LLC | Aug 7, 2026 | Aug 14, 2026 | 7 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 11, 2021 | Jun 11, 2021 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | WELLS FARGO ADVISORS | May 4, 2007 | May 4, 2007 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |