DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

BARKSDALE INVESTMENT MANAGEMENT

WEAVER C. BARKSDALE & ASSOCIATES, INC., CRD 105098

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f638c63f-efca-3593-1b49-fabef2e105b9

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: Apr 2, 2012 to Jul 14, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.06 institutional_share=0.82 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $147,506derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $334Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 112
Individual clients: 0
High net worth clients: 1
SEC number: 801-23126
CIK: 1294588
CRD: 105098
Filings on the tape: 29
First filed: Apr 2, 2012
Latest filed: Jul 14, 2026
Organised: Corporation, TN
Website: barksdaleim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK GILLETTE PURYEAR	n/a	NASHVILLE, TN	22	36	n/a	no
ANN LODEN ROBERTS	n/a	NASHVILLE, TN	22	31	n/a	no
CHARLES HARRY WEBB	n/a	NASHVILLE, TN	22	30	n/a	no
ELLEN OGLESBY CARR	Chartered Financial Analyst	NASHVILLE, TN	13	13	n/a	no
MELISSA DIONE SCHMIDT LAFFER	Chartered Financial Analyst	NASHVILLE, TN	7	30	n/a	no
ANDREW MICHAEL FORSYTH	Chartered Financial Analyst	NASHVILLE, TN	4	10	n/a	no
Stephen Zurlo	Chartered Financial Analyst	NASHVILLE, TN	2	10	1	no
NATHANIEL NEWELL JOHN GRANT	Chartered Financial Analyst	NASHVILLE, TN	1	32	n/a	no
JAMES FRANCIS MURPHY	n/a	NASHVILLE, TN	0	18	4	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PARTHENON SHORT MATURITY HIGH YIELD BOND FUND	Other Private Fund	$2.7M	May 17, 2016	11	Mar 31, 2014	dropped	021-215559

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MURPHY, JAMES, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	yes	06/2019	Sep 4, 2019	Jul 9, 2024
PURYEAR, FRANK, GILLETTE	Chairman	B	yes	05/1996	Apr 2, 2012	Jul 9, 2024
ROBERTS, ANN, LODEN	CEO & PRINCIPAL	C	yes	06/2017	Apr 2, 2012	Jul 9, 2024
BARKSDALE, WEAVER, CAMERON	FOUNDING PRINCIPAL	B	no	02/1985	Apr 2, 2012	Jul 9, 2024
CARPENTER, KATHY, ELAINE	OPERATION'S MANAGER & PRINCIPAL	A	no	02/1985	Apr 2, 2012	Jul 9, 2024
CARR, ELLEN, OGLESBY	PORTFOLIO MGR & PRINCIPAL	A	no	08/2019	Sep 4, 2019	Jul 9, 2024
WEBB, CHARLES, HARRY	CHIEF INVESTMENT OFFICER & PRINCIPAL	B	no	05/1996	Apr 2, 2012	Jul 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$3.4B	$3.4B	13	8	0	n/a	n/a
2024	Mar 28, 2025	$3.6B	$3.6B	13	8	0	n/a	n/a
2023	Mar 29, 2024	$3.5B	$3.5B	13	8	0	n/a	n/a
2022	Mar 31, 2023	$3.6B	$3.6B	12	8	0	n/a	n/a
2021	Mar 30, 2022	$4.7B	$4.7B	13	9	0	n/a	n/a
2020	Mar 30, 2021	$4.4B	$4.4B	13	9	0	n/a	n/a
2019	Mar 30, 2020	$3.9B	$3.9B	13	9	0	n/a	n/a
2018	Mar 15, 2019	$3.3B	$3.3B	14	11	0	n/a	n/a
2017	Mar 6, 2018	$4.6B	$4.6B	13	10	0	n/a	n/a
2016	Mar 31, 2017	$4.6B	$4.6B	14	11	n/a	n/a	n/a
2015	Mar 28, 2016	$4.1B	$4.1B	14	11	n/a	1	$2.7M
2014	Mar 31, 2015	$4.3B	$4.3B	14	11	n/a	1	$2.6M
2013	Mar 31, 2014	$4.1B	$4.1B	14	11	n/a	1	$0
2012	Apr 1, 2013	$4.2B	$4.2B	13	10	n/a	n/a	n/a
2011	Apr 2, 2012	$4.0B	$4.0B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$3.6B	-17.1%	$3.6B	-6.1%	13	13	0	0

Relationships

Registered with (10)

← JAMES FRANCIS MURPHYAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← NATHANIEL NEWELL JOHN GRANTAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Stephen ZurloAdvisorregistration: current employment
Mar 15, 2024 to presentfactForm ADV
← ANDREW MICHAEL FORSYTHAdvisorregistration: current employment
May 16, 2022 to presentfactForm ADV
← MELISSA DIONE SCHMIDT LAFFERAdvisorregistration: current employment
Sep 26, 2018 to presentfactForm ADV
← ELLEN OGLESBY CARRAdvisorregistration: current employment
Jun 11, 2013 to presentfactForm ADV
← FRANK GILLETTE PURYEARAdvisorregistration: current employment
Feb 17, 2004 to presentfactForm ADV
← ANN LODEN ROBERTSAdvisorregistration: current employment
Feb 17, 2004 to presentfactForm ADV
← CHARLES HARRY WEBBAdvisorregistration: current employment
Feb 17, 2004 to presentfactForm ADV
← RONALD DOW PARTAINAdvisorregistration: previous registration
Mar 19, 2019 to Apr 4, 2023factForm ADV

Controls (3)

← PURYEAR, FRANK, GILLETTEOwnerCHAIRMAN, ownership code B, individual
Apr 2, 2012 to Jul 9, 2024factForm ADV
← ROBERTS, ANN, LODENOwnerCEO & PRINCIPAL, ownership code C, individual
Apr 2, 2012 to Jul 9, 2024factForm ADV
← MURPHY, JAMES, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2019 to Jul 9, 2024factForm ADV

Owns (4)

← BARKSDALE, WEAVER, CAMERONOwnerFOUNDING PRINCIPAL, ownership code B, individual
Apr 2, 2012 to Jul 9, 2024factForm ADV
← CARR, ELLEN, OGLESBYOwnerPORTFOLIO MGR & PRINCIPAL, ownership code A, individual
Sep 4, 2019 to Jul 9, 2024factForm ADV
← WEBB, CHARLES, HARRYOwnerCHIEF INVESTMENT OFFICER & PRINCIPAL, ownership code B, individual
Apr 2, 2012 to Jul 9, 2024factForm ADV
← CARPENTER, KATHY, ELAINEOwnerOPERATION'S MANAGER & PRINCIPAL, ownership code A, individual
Apr 2, 2012 to Jul 9, 2024factForm ADV

Advises (1)

→ PARTHENON SHORT MATURITY HIGH YIELD BOND FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 31, 2014 to May 17, 2016factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Ronald Dow Partain left Barksdale Investment Management for Commerce Advisors, Llc (registered 2024-04-25)
Form ADVobserved 4 days ago
Occurred
Sep 4, 2019
Control person joined
Francis James Murphy (Chief Compliance Officer) appeared on Schedule A of Barksdale Investment Management
Form ADVobserved 4 days ago
Occurred
Mar 15, 2019
Regulatory AUM changed
Barksdale Investment Management reported RAUM $3.3B, down 29% from $4.6B (2018-03-06 to 2019-03-15)
Form ADVobserved 4 days ago
$-1.3B
Occurred
Mar 15, 2019
Control person left
Edward John Mcdowell (Vice Chairman Of The Board) no longer on Schedule A of Barksdale Investment Management (listed 2018-03-06, absent 2019-03-15)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f638c63f-efca-3593-1b49-fabef2e105b9
First observed: Apr 2, 2012
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARKSDALE INVESTMENT MANAGEMENT

WEAVER C. BARKSDALE & ASSOCIATES, INC., CRD 105098

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f638c63f-efca-3593-1b49-fabef2e105b9

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK GILLETTE PURYEAR

n/a

NASHVILLE, TN

n/a

ANN LODEN ROBERTS

n/a

NASHVILLE, TN

n/a

CHARLES HARRY WEBB

n/a

NASHVILLE, TN

n/a

ELLEN OGLESBY CARR

Chartered Financial Analyst

NASHVILLE, TN

n/a

MELISSA DIONE SCHMIDT LAFFER

Chartered Financial Analyst

NASHVILLE, TN

n/a

ANDREW MICHAEL FORSYTH

Chartered Financial Analyst

NASHVILLE, TN

n/a

Stephen Zurlo

Chartered Financial Analyst

NASHVILLE, TN

NATHANIEL NEWELL JOHN GRANT

Chartered Financial Analyst

NASHVILLE, TN

n/a

JAMES FRANCIS MURPHY

n/a

NASHVILLE, TN

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PARTHENON SHORT MATURITY HIGH YIELD BOND FUND

Other Private Fund

$2.7M

May 17, 2016

Mar 31, 2014

dropped

021-215559

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MURPHY, JAMES, FRANCIS

CHIEF COMPLIANCE OFFICER

yes

06/2019

Sep 4, 2019

Jul 9, 2024

PURYEAR, FRANK, GILLETTE

Chairman

yes

05/1996

Apr 2, 2012

Jul 9, 2024

ROBERTS, ANN, LODEN

CEO & PRINCIPAL

yes

06/2017

Apr 2, 2012

Jul 9, 2024

BARKSDALE, WEAVER, CAMERON

FOUNDING PRINCIPAL

02/1985

Apr 2, 2012

Jul 9, 2024

CARPENTER, KATHY, ELAINE

OPERATION'S MANAGER & PRINCIPAL

02/1985

Apr 2, 2012

Jul 9, 2024

CARR, ELLEN, OGLESBY

PORTFOLIO MGR & PRINCIPAL

08/2019

Sep 4, 2019

Jul 9, 2024

WEBB, CHARLES, HARRY

CHIEF INVESTMENT OFFICER & PRINCIPAL

05/1996

Apr 2, 2012

Jul 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$3.4B

n/a

2024

Mar 28, 2025

$3.6B

n/a

2023

Mar 29, 2024

$3.5B

n/a

2022

Mar 31, 2023

$3.6B

n/a

2021

Mar 30, 2022

$4.7B

n/a

2020

Mar 30, 2021

$4.4B

n/a

2019

Mar 30, 2020

$3.9B

n/a

2018

Mar 15, 2019

$3.3B

n/a

2017

Mar 6, 2018

$4.6B

n/a

2016

Mar 31, 2017

$4.6B

n/a

2015

Mar 28, 2016

$4.1B

n/a

$2.7M

2014

Mar 31, 2015

$4.3B

n/a

$2.6M

2013

Mar 31, 2014

$4.1B

n/a

2012

Apr 1, 2013

$4.2B

n/a

2011

Apr 2, 2012

$4.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$3.6B

-17.1%

$3.6B

-6.1%