DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Barksdale Investment Management
Legal name Weaver C. Barksdale & Associates, Inc.
Latest filing Jul 14, 2026
First filing on the tape Apr 2, 2012 · 29 filings
SEC status approved since Dec 27, 1984
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$147,506 individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$334M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.0B as of Jul 14, 2026
Apr 2, 2012$4.0B then
HNW client RAUM$147,506 as of Jul 14, 2026
Mar 6, 2018$9.0M then
State-registered IARs (5.B.3)8 as of Jul 14, 2026
Apr 1, 20139 then
Employees (5.A)13 as of Jul 14, 2026
Apr 1, 201313 then
Private funds1 as of Mar 28, 2016
Mar 31, 20141 then
RAUM -17% over the last fiscal year-6.1% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $334MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 0derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $147,506derivedHNW RAUM over HNW clients
- Average account
- $26.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 82%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -50%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.2B41%
- Insurance companies$446M15%
- State and municipal entities$435M14%
- Corporations and businesses$375M12%
- Charitable organizations$347M12%
- Other investment advisers$181M6.0%
- High-net-worth individuals$147,5060.0%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 18reported
- Charitable clients
- 12reported
- Accounts
- 112reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $841,408 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.06 institutional_share=0.82 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Frank Gillette Puryear | Nashville, Tn | Feb 17, 2004 | 36 y | 0 |
| Charles Harry Webb | Nashville, Tn | Feb 17, 2004 | 30 y | 0 |
| Ann Loden Roberts | Nashville, Tn | Feb 17, 2004 | 31 y | 0 |
| Ellen Oglesby CarrChartered Financial Analyst | Nashville, Tn | Jun 11, 2013 | 13 y | 0 |
| Melissa Dione Schmidt LafferChartered Financial Analyst | Nashville, Tn | Sep 26, 2018 | 30 y | 0 |
| Andrew Michael ForsythChartered Financial Analyst | Nashville, Tn | May 16, 2022 | 10 y | 0 |
| Stephen ZurloChartered Financial Analyst | Nashville, Tn | Mar 15, 2024 | 10 y | 1 |
| Nathaniel Newell John GrantChartered Financial Analyst | Nashville, Tn | Jan 1, 2025 | 32 y | 0 |
| James Francis Murphy | Nashville, Tn | Feb 25, 2026 | 18 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ronald Dow Partain to Commerce Advisors, LLCApr 4, 2023 · Other
Joined, latest
- James Francis Murphy from J.J.B. Hilliard, W.L. Lyons, LLCFeb 25, 2026 · Other
- Stephen Zurlo from Alliancebernstein L.P.Mar 15, 2024 · Other
- Ronald Dow Partain from Consulting Services Group, LLCMar 19, 2019 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Parthenon Short Maturity High Yield Bond Fundno longer reported | Other Private Fund | $2.7M | 11 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Francis James Murphy · Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- Gillette Frank Puryear · Chairmancontrolsince 05/1996 · owns 10% to 25%
- Loden Ann Roberts · Ceo & Principalcontrolsince 06/2017 · owns 25% to 50%
- Cameron Weaver Barksdale · Founding Principalsince 02/1985 · owns 10% to 25%
- Elaine Kathy Carpenter · Operation'S Manager & Principalsince 02/1985 · owns 5% to 10%
- Oglesby Ellen Carr · Portfolio Mgr & Principalsince 08/2019 · owns 5% to 10%
- Harry Charles Webb · Chief Investment Officer & Principalsince 05/1996 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 118 to 112Mar 30, 2026 to Jul 14, 2026
- Corporate clients · 8 to 6Mar 30, 2026 to Jul 14, 2026
- Discretionary RAUM · $3.4B to $3.0BMar 30, 2026 to Jul 14, 2026
- HNW RAUM · $138,514 to $147,506Mar 30, 2026 to Jul 14, 2026
- Pension RAUM · $1.3B to $1.2BMar 30, 2026 to Jul 14, 2026
- RAUM · $3.4B to $3.0BMar 30, 2026 to Jul 14, 2026
- Accounts · 126 to 118Jun 6, 2025 to Mar 30, 2026
- Charity clients · 11 to 12Jun 6, 2025 to Mar 30, 2026
- Corporate clients · 10 to 8Jun 6, 2025 to Mar 30, 2026
- HNW clients · 2 to 1Jun 6, 2025 to Mar 30, 2026
- Pension plan clients · 20 to 18Jun 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.6B to $3.4BJun 6, 2025 to Mar 30, 2026
- HNW RAUM · $3.6M to $138,514Jun 6, 2025 to Mar 30, 2026
- Pension RAUM · $1.5B to $1.3BJun 6, 2025 to Mar 30, 2026
- RAUM · $3.6B to $3.4BJun 6, 2025 to Mar 30, 2026
- Financial planning clients · unset to May 13, 2025 to Jun 6, 2025
- Accounts · 135 to 126Jul 9, 2024 to Mar 28, 2025
- Business name · WEAVER C. BARKSDALE & ASSOCIATES, INC. to BARKSDALE INVESTMENT MANAGEMENTJul 9, 2024 to Mar 28, 2025
- Charity clients · 12 to 11Jul 9, 2024 to Mar 28, 2025
- HNW clients · 3 to 2Jul 9, 2024 to Mar 28, 2025
- Individual clients · 5 to 0Jul 9, 2024 to Mar 28, 2025
- Pension plan clients · 21 to 20Jul 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.6B to $3.6BJul 9, 2024 to Mar 28, 2025
- HNW RAUM · $7.9M to $3.6MJul 9, 2024 to Mar 28, 2025
- Individual RAUM · $824,640 to $0Jul 9, 2024 to Mar 28, 2025
- Pension RAUM · $1.5B to $1.5BJul 9, 2024 to Mar 28, 2025
- RAUM · $3.6B to $3.6BJul 9, 2024 to Mar 28, 2025
- Wrap assets (manager) · $824,639 to $841,408Jul 9, 2024 to Mar 28, 2025
- Accounts · 136 to 135Mar 29, 2024 to Jul 9, 2024
- Discretionary RAUM · $3.5B to $3.6BMar 29, 2024 to Jul 9, 2024
- HNW RAUM · $7.8M to $7.9MMar 29, 2024 to Jul 9, 2024
- Individual RAUM · $782,358 to $824,640Mar 29, 2024 to Jul 9, 2024
- Pension RAUM · $1.5B to $1.5BMar 29, 2024 to Jul 9, 2024
- RAUM · $3.5B to $3.6BMar 29, 2024 to Jul 9, 2024
- Wrap assets (manager) · unset to 824639.0Mar 29, 2024 to Jul 9, 2024
- Wrap assets (sponsor) · unset to 0.0Mar 29, 2024 to Jul 9, 2024
- Accounts · 135 to 136Jun 16, 2023 to Mar 29, 2024
- Advisory employees · 7 to 8Jun 16, 2023 to Mar 29, 2024
- Corporate clients · 11 to 10Jun 16, 2023 to Mar 29, 2024
- Individual clients · 0 to 5Jun 16, 2023 to Mar 29, 2024
Signals
4 dated events
- Ronald Dow Partain left Barksdale Investment Management for Commerce Advisors, Llc (registered 2024-04-25)Apr 4, 2023 · Advisor changed firm · fact
- Francis James Murphy (Chief Compliance Officer) appeared on Schedule A of Barksdale Investment ManagementSep 4, 2019 · Control person joined · fact
- Barksdale Investment Management reported RAUM $3.3B, down 29% from $4.6B (2018-03-06 to 2019-03-15)Mar 15, 2019 · RAUM change · derived
- Edward John Mcdowell (Vice Chairman Of The Board) no longer on Schedule A of Barksdale Investment Management (listed 2018-03-06, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/weaver-c.-barksdale-&-associates-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- barksdaleim.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 615-665-1085reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $334Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026