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Advisor at FREESTONE CAPITAL MANAGEMENT, LLC
SEATTLE, WA | SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FREESTONE CAPITAL MANAGEMENT, LLC | Independent wealth | Sep 11, 2013 | n/a | yes | SANTA BARBARA, CA|SEATTLE, WA | Current employment |
| CERTIS CAPITAL MANAGEMENT, INC. | Independent wealth | Aug 12, 2011 | Mar 27, 2014 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERTIS CAPITAL MANAGEMENT, INC. | FREESTONE CAPITAL MANAGEMENT, LLC | Mar 27, 2014 | Sep 11, 2013 | -197 | Firm change after gap | Other |