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RIA / WealthAdvisorCertified Financial Planner25 years in industry

GREGORY RYAN THOMPSON

Advisor at STONE OAK WEALTH MANAGEMENT, LLC

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:f65b1118-5a6c-3a75-7f4d-74b77ed6bf37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONE OAK WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 3, 2000
First registration: Oct 4, 2000
Dual registered: no
Other names: GREG THOMPSON
IAPD individual key: 4233655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONE OAK WEALTH MANAGEMENT, LLC	Independent wealth	Jun 26, 2017	n/a	yes	SAN ANTONIO, TX\|SAN ANTONIO, TX	Current employment
TITLEIST CAPITAL, LLC	Former SEC adviser	May 27, 2011	Dec 8, 2017	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|San Antonio, TX	Previous registration
SWBC INVESTMENT COMPANY	Independent wealth	Jan 5, 2007	Jun 27, 2011	no	SAN ANTONIO, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 25, 2003	Dec 31, 2006	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 4, 2000	Jun 18, 2003	no	AMARILLO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TITLEIST CAPITAL, LLC	STONE OAK WEALTH MANAGEMENT, LLC	Dec 8, 2017	Jun 26, 2017	-165	Firm change after gap	Other
SWBC INVESTMENT COMPANY	TITLEIST CAPITAL, LLC	Jun 27, 2011	May 27, 2011	-31	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	SWBC INVESTMENT COMPANY	Dec 31, 2006	Jan 5, 2007	5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA ADVISOR NETWORKS LLC	Jun 18, 2003	Jul 25, 2003	37	Firm change	Other

Relationships

Registered with (5)

→ STONE OAK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ TITLEIST CAPITAL, LLCRegistered adviserregistration: previous registration
May 27, 2011 to Dec 8, 2017factForm ADV
→ SWBC INVESTMENT COMPANYRegistered adviserregistration: previous registration
Jan 5, 2007 to Jun 27, 2011factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 25, 2003 to Dec 31, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2000 to Jun 18, 2003factForm ADV

Dated events

No dated event names this entity yet.