DFX Intelligence

J•••• C••••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••• C••••••• B•••

Advisor at A••••••• T•••• I••••••••• S••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:f65d887a-9519-92c1-0276-a66213162f15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• T•••• I••••••••• S••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C••••••	State registered	Sep 9, 2026	n/a	yes	SAN JUAN, PR	Current employment
A••••••• T•••• I••••••••• S••••••• A•••••••• I•••	State registered	Jun 24, 2025	n/a	yes	New York, NY\|WHITING, IN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• C•••••• A•••••••• L••	A••••••• T•••• I••••••••• S••••••• A•••••••• I•••	Apr 29, 2025	Jun 24, 2025	56	Firm change	RIA to state RIA
D••••••• S••••••••• L••	F••••• C•••••• A•••••••• L••	May 7, 2024	Jun 12, 2024

Relationships

Registered with (4)

→ P•••• C••••••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ A••••••• T•••• I••••••••• S••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ F••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2024 to Apr 29, 2025factForm ADV
→ D••••••• S••••••••• L••

Dated events

Occurred
Apr 29, 2025
Advisor changed firm
J•••• C••••••• B••• left F••••• C•••••• A•••••••• L•• for A••••••• T•••• I••••••••• S••••••• A•••••••• I••• (registered 2025-06-24)
Form ADVobserved 7 days ago
Occurred
May 7, 2024
Advisor changed firm
J•••• C••••••• B••• left D••••••• S••••••••• L•• for F••••• C•••••• A•••••••• L•• (registered 2024-06-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f65d887a-9519-92c1-0276-a66213162f15
First observed: Jan 27, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.