DFX Intelligence

E••••• R•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E••••• R•••• B•••••

Advisor at G••••• I••••••••• A•••••••

Cumming, GA | MCDONOUGH, GA

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Search this name across graphsid dfx:ria:f65e473f-85bd-8b44-62cf-d95c21c4a8e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• I••••••••• A•••••••	Independent wealth	Mar 20, 2026	n/a	yes	MCDONOUGH, GA\|Cumming, GA	Current employment
C••• I••••••••• A•••••••• I•••	Independent wealth	Sep 27, 2010	Apr 2, 2026	no	MCDONOUGH, GA\|Lawrenceville, GA\|Cumming, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• I••••••••• A•••••••• I•••	G••••• I••••••••• A•••••••	Apr 2, 2026	Mar 20, 2026	-13	Firm change	RIA to RIA
S••	C••• I••••••••• A•••••••• I•••	Aug 25, 2010	Sep 27, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
146384:310305:GA:2026-04-02	Apr 2, 2026	Mar 20, 2026	CUMMING, GA	Firm change

Relationships

Registered with (6)

→ G••••• I••••••••• A•••••••Registered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2010 to Apr 2, 2026factForm ADV
→ S••Registered adviserregistration: previous registration
Jun 24, 2009 to Aug 25, 2010factForm ADV
→ T•••• A•••••••• L••

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f65e473f-85bd-8b44-62cf-d95c21c4a8e8
First observed: May 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.