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Advisor at NEXT LEVEL PRIVATE LLC
HARRISON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEXT LEVEL PRIVATE LLC | Independent wealth | Sep 3, 2021 | n/a | yes | HARRISON, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 21, 2019 | Sep 14, 2021 | no | Purchase, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 23, 2013 | Feb 8, 2016 | no | NEW YORK, NY|STAMFORD, CT|STAMFORD, CT|NEW YORK, NY|Stamford, CT|STAMFORD, CT|NEW YORK, NY|Stamford, CT|Stamford, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | NEXT LEVEL PRIVATE LLC | Sep 14, 2021 | Sep 3, 2021 | -11 | Firm change | Wirehouse to new firm |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 8, 2016 | Aug 21, 2019 | 1,290 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:313247:NY:2021-09-14 | Sep 14, 2021 | Sep 3, 2021 | PURCHASE, NY | Firm change |