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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

NEXT LEVEL PRIVATE LLC

CRD 313247

HARRISON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bf2856b-8a2f-15d6-2e43-108a84237a3d

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: Jul 20, 2021 to Jul 23, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-07-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $105Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,693
Individual clients: 571
High net worth clients: 228
Custody, client assets: $445M
SEC number: 801-122122
CRD: 313247
Filings on the tape: 32
First filed: Jul 20, 2021
Latest filed: Jul 23, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Philip Andrew Johanson	n/a	HARRISON, NY	5	38	2	no
JENNIFER Gilman PICHE	n/a	HARRISON, NY	5	26	2	no
GARY J RANIOLO	n/a	HARRISON, NY	5	13	2	no
MAGGIE Bonner SMITH	n/a	HARRISON, NY	5	12	1	no
BARRY PETER MITCHELL	n/a	HARRISON, NY	4	38	3	no
RUSSELL STEPHEN BAKER	n/a	HARRISON, NY	4	26	n/a	no
WILLIAM Joseph SULLIVAN	n/a	HARRISON, NY \| Milton, MA	4	39	3	no
John Michael Kenney	n/a	HARRISON, NY	2	12	n/a	no
JOSEPH BLANEY	n/a	HARRISON, NY	2	24	n/a	no
Matthew James Giller	n/a	HARRISON, NY	1	32	2	no
Thomas George Elliott	n/a	HARRISON, NY	1	12	n/a	no
Simon Mark Hudson	n/a	HARRISON, NY	1	10	n/a	no
JEAN TOBIN RIORDAN	Certified Financial Planner	HARRISON, NY	0	35	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MITCHELL, BARRY, PETER	MANAGING MEMBER / MANAGING PRINCIPAL	E	yes	09/2021	Jul 23, 2026	Jul 23, 2026
Bluvol, Catherine, Marie	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Jul 20, 2021	Aug 8, 2024
Mitchell, Elisabeth, Magnus	MANAGING MEMBER	B	no	09/2021	Jul 23, 2026	Jul 23, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$1.4B	$1.2B	16	10	n/a	n/a
2024	Apr 21, 2025	$1.1B	$992M	13	8	n/a	n/a
2023	Mar 22, 2024	$811M	$782M	11	7	n/a	n/a
2022	Mar 30, 2023	$643M	$620M	11	8	n/a	n/a
2021	Mar 17, 2022	$675M	$656M	9	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	29.9%	$643M	28.6%	16	13	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	5	Sep 14, 2021	Oct 26, 2021	PURCHASE, NY	Team lift out	Wirehouse to new firm	0.1%

Relationships

Registered with (13)

← JEAN TOBIN RIORDANAdvisorregistration: current employment
Jan 18, 2026 to presentfactForm ADV
← Simon Mark HudsonAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← Thomas George ElliottAdvisorregistration: current employment
Mar 19, 2025 to presentfactForm ADV
← Matthew James GillerAdvisorregistration: current employment
Dec 4, 2024 to presentfactForm ADV
← JOSEPH BLANEYAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← John Michael KenneyAdvisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV
← WILLIAM Joseph SULLIVANAdvisorregistration: current employment
Aug 3, 2022 to presentfactForm ADV
← RUSSELL STEPHEN BAKERAdvisorregistration: current employment
May 25, 2022 to presentfactForm ADV
← BARRY PETER MITCHELLAdvisorregistration: current employment
Oct 26, 2021 to presentfactForm ADV
← MAGGIE Bonner SMITHAdvisorregistration: current employment
Sep 4, 2021 to presentfactForm ADV
← Philip Andrew JohansonAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV
← JENNIFER Gilman PICHEAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV
← GARY J RANIOLOAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV

Controls (2)

← MITCHELL, BARRY, PETEROwnerMANAGING MEMBER / MANAGING PRINCIPAL, ownership code E, individual
Sep 3, 2021 to Aug 8, 2024factForm ADV
← Bluvol, Catherine, MarieOwnerCHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 20, 2021 to Aug 8, 2024factForm ADV

Owns (1)

← Mitchell, Elisabeth, MagnusOwnerMANAGING MEMBER, ownership code B, individual
Mar 22, 2024 to Aug 8, 2024factForm ADV

Moved with (1)

← UBS FINANCIAL SERVICES INC.Registered adviser5 advisors, team lift out, same day
Sep 14, 2021 to Oct 26, 2021factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Next Level Private Llc reported RAUM $1.4B, up 30% from $1.1B (2025-12-01 to 2026-03-27)
Form ADVobserved 4 days ago
$315M
Occurred
Apr 21, 2025
Regulatory AUM changed
Next Level Private Llc reported RAUM $1.1B, up 30% from $810.7M (2024-08-08 to 2025-04-21)
Form ADVobserved 4 days ago
$244M
Occurred
Mar 22, 2024
Regulatory AUM changed
Next Level Private Llc reported RAUM $810.7M, up 26% from $643.4M (2023-11-02 to 2024-03-22)
Form ADVobserved 4 days ago
$167M
Occurred
Sep 3, 2021
Control person joined
Peter Barry Mitchell (Managing Member / Managing Principal) appeared on Schedule A of Next Level Private Llc
Form ADVobserved 4 days ago
Occurred
Jul 20, 2021
First Form ADV filing
Next Level Wealthcare Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bf2856b-8a2f-15d6-2e43-108a84237a3d
First observed: Jul 20, 2021
Last observed: Jul 23, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEXT LEVEL PRIVATE LLC

CRD 313247

HARRISON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bf2856b-8a2f-15d6-2e43-108a84237a3d

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Philip Andrew Johanson

n/a

HARRISON, NY

JENNIFER Gilman PICHE

n/a

HARRISON, NY

GARY J RANIOLO

n/a

HARRISON, NY

MAGGIE Bonner SMITH

n/a

HARRISON, NY

BARRY PETER MITCHELL

n/a

HARRISON, NY

RUSSELL STEPHEN BAKER

n/a

HARRISON, NY

n/a

WILLIAM Joseph SULLIVAN

n/a

HARRISON, NY | Milton, MA

John Michael Kenney

n/a

HARRISON, NY

n/a

JOSEPH BLANEY

n/a

HARRISON, NY

n/a

Matthew James Giller

n/a

HARRISON, NY

Thomas George Elliott

n/a

HARRISON, NY

n/a

Simon Mark Hudson

n/a

HARRISON, NY

n/a

JEAN TOBIN RIORDAN

Certified Financial Planner

HARRISON, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MITCHELL, BARRY, PETER

MANAGING MEMBER / MANAGING PRINCIPAL

yes

09/2021

Jul 23, 2026

Bluvol, Catherine, Marie

CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER

yes

07/2021

Jul 20, 2021

Aug 8, 2024

Mitchell, Elisabeth, Magnus

MANAGING MEMBER

09/2021

Jul 23, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.4B

$1.2B

n/a

2024

Apr 21, 2025

$1.1B

$992M

n/a

2023

Mar 22, 2024

$811M

$782M

n/a

2022

Mar 30, 2023

$643M

$620M

n/a

2021

Mar 17, 2022

$675M

$656M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.1B

29.9%

$643M

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UBS FINANCIAL SERVICES INC.

Sep 14, 2021

Oct 26, 2021

PURCHASE, NY

Team lift out

Wirehouse to new firm

0.1%