DFX Intelligence

J•••• C•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• C•••••• F•••••

Advisor at R•• S••••

ESCONDIDO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• S••••	Independent wealth	Dec 7, 2021	n/a	yes	ESCONDIDO, CA	Current employment
T•••• W••••• M••••••••• I•••	Former SEC adviser	Jul 25, 2012	Dec 31, 2014	no	ESCONDIDO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W••••• M••••••••• I•••	R•• S••••	Dec 31, 2014	Dec 7, 2021	2,533	Firm change after gap	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	T•••• W••••• M••••••••• I•••	Jun 15, 2012	Jul 25, 2012

Relationships

Registered with (5)

→ R•• S••••Registered adviserregistration: current employment
Dec 7, 2021 to presentfactForm ADV
→ T•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2012 to Dec 31, 2014factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2011 to Jun 15, 2012factForm ADV
→ S••••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.