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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CNI NSHC ADVISORS, LLC

CRD 292301

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6716eda-0a61-0e1b-cbf1-0b423d72e6e8

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 26
On other graphs: 0
Observed: Mar 29, 2018 to Mar 31, 2022
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 19
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Custody, client assets: $1.4B
SEC number: 801-113043
CRD: 292301
Filings on the tape: 13
First filed: Mar 29, 2018
Latest filed: Mar 31, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AURORA VITALITY GP LLC	CO-GENERAL PARTNER	F	yes	02/2022	Mar 31, 2022	Mar 31, 2022
AURORA VITALITY LLC	Member	C	yes	02/2022	Mar 31, 2022	Mar 31, 2022
AURORA VITALITY LLC	Member	E	yes	02/2022	Mar 31, 2022	Mar 31, 2022
AURORA VITALITY PARTNERS LLC	Member	D	yes	02/2022	Mar 31, 2022	Mar 31, 2022
BATH, DOUGLAS, WILLIAM	CO-CHIEF EXECUTIVE OFFICER	Na	yes	03/2022	Mar 31, 2022	Mar 31, 2022
CNI ADVISOR HOLDINGS, LLC	Member	E	yes	03/2017	Mar 29, 2018	Mar 31, 2022
CWP BIDCO GP LLC	GENERAL PARTNER	F	yes	02/2022	Mar 31, 2022	Mar 31, 2022
CWP BIDCO LP	Member	E	yes	02/2022	Mar 31, 2022	Mar 31, 2022
CWP JV LP	Member	E	yes	02/2022	Mar 31, 2022	Mar 31, 2022
FRIEDMAN, LEOPOLD, NMN	Manager	F	yes	02/2022	Mar 31, 2022	Mar 31, 2022
HARRINGTON, ANN, BRIDGET	CHIEF COMPLIANCE OFFICER, SECRETARY	Na	yes	03/2022	Mar 31, 2022	Mar 31, 2022
HCI CWP CAPITAL LLC	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
HCI CWP GP LLC	CO-GENERAL PARTNER	F	yes	02/2022	Mar 31, 2022	Mar 31, 2022
HCI CWP INVESTOR LLC	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
HCI CWP LLC	Member	C	yes	02/2022	Mar 31, 2022	Mar 31, 2022
HCI CWP LLC	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
HCI CWP PARENT LLC	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
JEANNEAULT, RONALD, JOSEPH	CO-CHIEF EXECUTIVE OFFICER	Na	yes	03/2022	Mar 31, 2022	Mar 31, 2022
KGT INVESTMENTS LLC	Member	D	yes	12/2021	Mar 31, 2022	Mar 31, 2022
KHIMJI, MAHMOOD, JAFFER	Manager	F	yes	09/2008	Mar 31, 2022	Mar 31, 2022
KHIMJI, MEHDI, JAFFERALI	Manager	F	yes	12/2021	Mar 31, 2022	Mar 31, 2022
KHIMJI, NAJMA, NMN	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
LANDAU, JOEL, NMN	Manager	F	yes	02/2022	Mar 31, 2022	Mar 31, 2022
NK CWP LLC	Member	E	yes	12/2021	Mar 31, 2022	Mar 31, 2022
NRF HOLDCO, LLC	Member	E	yes	02/2022	Mar 31, 2022	Mar 31, 2022
PINTA VITALITY LLC	Member	D	yes	02/2022	Mar 31, 2022	Mar 31, 2022
SGT CWP INVESTMENTS LLC	Member	D	yes	12/2021	Mar 31, 2022	Mar 31, 2022
Varisano, Paul, Vincent	CHIEF FINANCIAL OFFICER, TREASURER	Na	yes	03/2022	Mar 31, 2022	Mar 31, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NRF HOLDCO, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$1.4B	$1.4B	33	19	1	n/a	n/a
2020	Mar 24, 2021	$1.9B	$1.9B	36	14	3	n/a	n/a
2019	Mar 30, 2020	$2.1B	$2.1B	362	124	5	n/a	n/a
2018	Mar 28, 2019	$2.3B	$2.3B	457	156	5	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.4B	$1.9B	-26.4%	$2.3B	-14.5%	33	36	1	3

Relationships

Controls (26)

← Varisano, Paul, VincentOwnerCHIEF FINANCIAL OFFICER, TREASURER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← KHIMJI, MAHMOOD, JAFFEROwnerMANAGER, ownership code F, individual
Mar 31, 2022 to presentfactForm ADV
← KHIMJI, NAJMA, NMNOwnerMEMBER, ownership code E, individual
Mar 31, 2022 to presentfactForm ADV
← KHIMJI, MEHDI, JAFFERALIOwnerMANAGER, ownership code F, individual
Mar 31, 2022 to presentfactForm ADV
← LANDAU, JOEL, NMNOwnerMANAGER, ownership code F, individual
Mar 31, 2022 to presentfactForm ADV
← FRIEDMAN, LEOPOLD, NMNOwnerMANAGER, ownership code F, individual
Mar 31, 2022 to presentfactForm ADV
← JEANNEAULT, RONALD, JOSEPHOwnerCO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← BATH, DOUGLAS, WILLIAMOwnerCO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← HARRINGTON, ANN, BRIDGETOwnerCHIEF COMPLIANCE OFFICER, SECRETARY, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← AURORA VITALITY GP LLCOwnerCO-GENERAL PARTNER, ownership code F, domestic entity
Mar 31, 2022 to presentfactForm ADV
← AURORA VITALITY LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← AURORA VITALITY PARTNERS LLCOwnerMEMBER, ownership code D, domestic entity
Mar 31, 2022 to presentfactForm ADV
← CNI ADVISOR HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2018 to presentfactForm ADV
← CWP BIDCO GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 31, 2022 to presentfactForm ADV
← CWP BIDCO LPOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← CWP JV LPOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HCI CWP CAPITAL LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HCI CWP GP LLCOwnerCO-GENERAL PARTNER, ownership code F, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HCI CWP INVESTOR LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HCI CWP LLCOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HCI CWP PARENT LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← KGT INVESTMENTS LLCOwnerMEMBER, ownership code D, domestic entity
Mar 31, 2022 to presentfactForm ADV
← NK CWP LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← NRF HOLDCO, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← PINTA VITALITY LLCOwnerMEMBER, ownership code D, domestic entity
Mar 31, 2022 to presentfactForm ADV
← SGT CWP INVESTMENTS LLCOwnerMEMBER, ownership code D, domestic entity
Mar 31, 2022 to presentfactForm ADV

Affiliated with (4)

← CLNC MANAGER, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI RECF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI NSI ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI TCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
Cni Nshc Advisors, Llc reported RAUM $1.4B, down 26% from $1.9B (2021-07-22 to 2022-03-31)
Form ADVobserved 6 days ago
$-506M
Occurred
Mar 31, 2022
Control person joined
Vincent Paul Varisano (Chief Financial Officer, Treasurer) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Jaffer Mahmood Khimji (Manager) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Nmn Najma Khimji (Member) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Jafferali Mehdi Khimji (Manager) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Nmn Joel Landau (Manager) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Nmn Leopold Friedman (Manager) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Joseph Ronald Jeanneault (Co-Chief Executive Officer) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
William Douglas Bath (Co-Chief Executive Officer) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Bridget Ann Harrington (Chief Compliance Officer, Secretary) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Mark Ronald Sanders (Vice President And Secretary) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Ann Kristen Whealon (Chief Compliance Officer) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Christopher Marc Ganzi (Chief Executive Officer And President) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Jacky Wu (Vice President And Treasurer) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Donna Hansen (Vice President) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Nmn Leon Schwartzman (Vice President) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-07-22, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2021
Control person joined
Nmn Leon Schwartzman (Vice President) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jun 3, 2021
Control person left
Joseph Thomas Barrack (Chairman) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-03-24, absent 2021-06-03)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2021
Control person left
Howard Jonathan Grunzweig (Vice President) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2021-03-24, absent 2021-06-03)
Form ADVobserved 6 days ago
Occurred
Jan 22, 2021
Control person joined
Jacky Wu (Vice President And Treasurer) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jan 22, 2021
Control person joined
Christopher Marc Ganzi (Chief Executive Officer And President) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jan 22, 2021
Control person joined
Howard Jonathan Grunzweig (Vice President) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jan 22, 2021
Control person joined
Donna Hansen (Vice President) appeared on Schedule A of Cni Nshc Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jan 22, 2021
Control person left
Melvin Mark Hedstrom (Vice President) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2020-11-13, absent 2021-01-22)
Form ADVobserved 6 days ago
Occurred
Apr 29, 2020
Control person left
James Darren Tangen (Vice President And Treasurer) no longer on Schedule A of Cni Nshc Advisors, Llc (listed 2020-03-30, absent 2020-04-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
First Form ADV filing
Cni Nshc Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6716eda-0a61-0e1b-cbf1-0b423d72e6e8
First observed: Mar 29, 2018
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CNI NSHC ADVISORS, LLC

CRD 292301

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6716eda-0a61-0e1b-cbf1-0b423d72e6e8

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AURORA VITALITY GP LLC

CO-GENERAL PARTNER

yes

02/2022

Mar 31, 2022

AURORA VITALITY LLC

Member

yes

02/2022

Mar 31, 2022

AURORA VITALITY LLC

Member

yes

02/2022

Mar 31, 2022

AURORA VITALITY PARTNERS LLC

Member

yes

02/2022

Mar 31, 2022

BATH, DOUGLAS, WILLIAM

CO-CHIEF EXECUTIVE OFFICER

yes

03/2022

Mar 31, 2022

CNI ADVISOR HOLDINGS, LLC

Member

yes

03/2017

Mar 29, 2018

Mar 31, 2022

CWP BIDCO GP LLC

GENERAL PARTNER

yes

02/2022

Mar 31, 2022

CWP BIDCO LP

Member

yes

02/2022

Mar 31, 2022

CWP JV LP

Member

yes

02/2022

Mar 31, 2022

FRIEDMAN, LEOPOLD, NMN

Manager

yes

02/2022

Mar 31, 2022

HARRINGTON, ANN, BRIDGET

CHIEF COMPLIANCE OFFICER, SECRETARY

yes

03/2022

Mar 31, 2022

HCI CWP CAPITAL LLC

Member

yes

12/2021

Mar 31, 2022

HCI CWP GP LLC

CO-GENERAL PARTNER

yes

02/2022

Mar 31, 2022

HCI CWP INVESTOR LLC

Member

yes

12/2021

Mar 31, 2022

HCI CWP LLC

Member

yes

02/2022

Mar 31, 2022

HCI CWP LLC

Member

yes

12/2021

Mar 31, 2022

HCI CWP PARENT LLC

Member

yes

12/2021

Mar 31, 2022

JEANNEAULT, RONALD, JOSEPH

CO-CHIEF EXECUTIVE OFFICER

yes

03/2022

Mar 31, 2022

KGT INVESTMENTS LLC

Member

yes

12/2021

Mar 31, 2022

KHIMJI, MAHMOOD, JAFFER

Manager

yes

09/2008

Mar 31, 2022

KHIMJI, MEHDI, JAFFERALI

Manager

yes

12/2021

Mar 31, 2022

KHIMJI, NAJMA, NMN

Member

yes

12/2021

Mar 31, 2022

LANDAU, JOEL, NMN

Manager

yes

02/2022

Mar 31, 2022

NK CWP LLC

Member

yes

12/2021

Mar 31, 2022

NRF HOLDCO, LLC

Member

yes

02/2022

Mar 31, 2022

PINTA VITALITY LLC

Member

yes

02/2022

Mar 31, 2022

SGT CWP INVESTMENTS LLC

Member

yes

12/2021

Mar 31, 2022

Varisano, Paul, Vincent

CHIEF FINANCIAL OFFICER, TREASURER

yes

03/2022

Mar 31, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NRF HOLDCO, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$1.4B

n/a

2020

Mar 24, 2021

$1.9B

n/a

2019

Mar 30, 2020

$2.1B

362

124

n/a

2018

Mar 28, 2019

$2.3B

457

156

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$1.4B

$1.9B

-26.4%

$2.3B

-14.5%