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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CLNC MANAGER, LLC

CRD 291618

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10280225-7fad-4573-c080-602e52574b69

Data as of Mar 19, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 6
On other graphs: 0
Observed: Dec 14, 2017 to Mar 19, 2021
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.2BItem 5.F on the latest filing (2021-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 294
Advisory employees: 99
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Custody, client assets: $6.2B
SEC number: 801-112306
CRD: 291618
Filings on the tape: 11
First filed: Dec 14, 2017
Latest filed: Mar 19, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRACK, THOMAS, JOSEPH	Chairman	Na	yes	08/2017	Dec 14, 2017	Mar 19, 2021
COLONY CAPITAL INVESTMENT ADVISORS, LLC	SOLE MEMBER	E	yes	08/2017	Dec 14, 2017	Mar 19, 2021
COLONY CAPITAL INVESTMENT HOLDCO, LLC	Member	E	yes	04/2015	Dec 14, 2017	Mar 19, 2021
COLONY CAPITAL OP SUBSIDIARY, LLC	Member	E	yes	04/2015	Dec 14, 2017	Mar 19, 2021
COLONY CAPITAL OPERATING COMPANY, LLC	Member	E	yes	04/2015	Dec 14, 2017	Mar 19, 2021
COLONY CAPITAL, INC.	Member	E	yes	04/2015	Aug 1, 2018	Mar 19, 2021
GANZI, MARC, CHRISTOPHER	CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	07/2020	Jan 22, 2021	Mar 19, 2021
Hansen, Donna	VICE PRESIDENT	Na	yes	01/2021	Jan 22, 2021	Mar 19, 2021
SANDERS, RONALD, MARK	VICE PRESIDENT, SECRETARY	Na	yes	08/2017	Dec 14, 2017	Mar 19, 2021
SCHWARTZMAN, LEON, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Dec 14, 2017	Mar 19, 2021
WU, JACKY	VICE PRESIDENT, TREASURER	Na	yes	07/2020	Jan 22, 2021	Mar 19, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 72

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DIGITAL COLONY MANAGEMENT LLC	n/a	Asset manager	$61B	N	yes	n/a
DIGITAL BRIDGE ADVISORS, LLC	n/a	Asset manager	$15B	N	yes	n/a
CNI NSHC ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
COLONY CAPITAL INVESTMENT ADVISORS, LLC	n/a	Other adviser	$336M	Y	no	n/a
ALPINE ENERGY CAPITAL, LLC	n/a	n/a	n/a	N	no	n/a
AVIATOR EU HOLDINGS GP, LLC	n/a	n/a	n/a	N	yes	n/a
CA ENERGY INVESTMENT GP, LLC	n/a	n/a	n/a	N	no	n/a
CDCF IV INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CDCF V INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CFI SAFE HOLDINGS A, LLC	n/a	n/a	n/a	N	yes	n/a
CNI CENTURY PLAZA ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CNI CENTURY PLAZA GP, LLC	n/a	n/a	n/a	N	yes	n/a
CNI FCVP ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
CNI ONE CAL PLAZA GP, LLC	n/a	n/a	n/a	N	yes	n/a
CNI ONE CAL PLAZA INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
COL INVEST ITALY S.R.L.	n/a	n/a	n/a	N	yes	n/a
COLARMONIA GP, LLC	n/a	n/a	n/a	N	yes	n/a
COLCOGP STRATEGIC PARTNERS III, LLC	n/a	n/a	n/a	N	yes	n/a
COLCOGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLFIN COBALT GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
COLHMGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY BULLS CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL - N LUXEMBOURG S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (US) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT II, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT III, LP.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT IV, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT V, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL III, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL IV, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL LUXEMBOURG S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL MENA, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL SAS	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL UK, LTD.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL V, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL VI, L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	15	no
Boston	Ma	United States	5	no
Irvine	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 19, 2021	$6.2B	$6.2B	294	99	3	n/a	n/a
2019	Mar 30, 2020	$7.4B	$7.4B	362	124	4	1	$1.0B
2018	Apr 30, 2019	$8.7B	$8.7B	457	156	4	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$6.2B	$7.4B	-16.2%	n/a	n/a	294	362	3	4

Relationships

Affiliated with (8)

→ COLONY CAPITAL INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ DIGITALBRIDGE INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DIGITAL BRIDGE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CNI NSHC ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI RECF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI NSI ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI NS/RXR ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI TCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← BARRACK, THOMAS, JOSEPHOwnerCHAIRMAN, ownership code NA, individual
Dec 14, 2017 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT ADVISORS, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 14, 2017 to presentfactForm ADV
← SCHWARTZMAN, LEON, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 14, 2017 to presentfactForm ADV
← SANDERS, RONALD, MARKOwnerVICE PRESIDENT, SECRETARY, ownership code NA, individual
Dec 14, 2017 to presentfactForm ADV
← GANZI, MARC, CHRISTOPHEROwnerCHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code NA, individual
Jan 22, 2021 to presentfactForm ADV
← Hansen, DonnaOwnerVICE PRESIDENT, ownership code NA, individual
Jan 22, 2021 to presentfactForm ADV
← WU, JACKYOwnerVICE PRESIDENT, TREASURER, ownership code NA, individual
Jan 22, 2021 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT HOLDCO, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 14, 2017 to presentfactForm ADV
← COLONY CAPITAL OP SUBSIDIARY, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 14, 2017 to presentfactForm ADV
← COLONY CAPITAL OPERATING COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 14, 2017 to presentfactForm ADV
← COLONY CAPITAL, INC.OwnerMEMBER, ownership code E, domestic entity
Aug 1, 2018 to presentfactForm ADV

Dated events

Occurred
Jan 22, 2021
Control person left
Melvin Mark Hedstrom (Vice President And Treasurer) no longer on Schedule A of Clnc Manager, Llc (listed 2020-11-13, absent 2021-01-22)
Form ADVobserved 5 days ago
Occurred
Jan 22, 2021
Control person joined
Christopher Marc Ganzi (Chief Executive Officer And President) appeared on Schedule A of Clnc Manager, Llc
Form ADVobserved 5 days ago
Occurred
Jan 22, 2021
Control person joined
Jacky Wu (Vice President, Treasurer) appeared on Schedule A of Clnc Manager, Llc
Form ADVobserved 5 days ago
Occurred
Jan 22, 2021
Control person joined
Donna Hansen (Vice President) appeared on Schedule A of Clnc Manager, Llc
Form ADVobserved 5 days ago
Occurred
Apr 29, 2020
Control person left
James Darren Tangen (Vice President) no longer on Schedule A of Clnc Manager, Llc (listed 2020-03-30, absent 2020-04-29)
Form ADVobserved 5 days ago
Occurred
Dec 14, 2017
First Form ADV filing
Clnc Manager, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10280225-7fad-4573-c080-602e52574b69
First observed: Dec 14, 2017
Last observed: Mar 19, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLNC MANAGER, LLC

CRD 291618

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10280225-7fad-4573-c080-602e52574b69

Data as of Mar 19, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRACK, THOMAS, JOSEPH

Chairman

yes

08/2017

Dec 14, 2017

Mar 19, 2021

COLONY CAPITAL INVESTMENT ADVISORS, LLC

SOLE MEMBER

yes

08/2017

Dec 14, 2017

Mar 19, 2021

COLONY CAPITAL INVESTMENT HOLDCO, LLC

Member

yes

04/2015

Dec 14, 2017

Mar 19, 2021

COLONY CAPITAL OP SUBSIDIARY, LLC

Member

yes

04/2015

Dec 14, 2017

Mar 19, 2021

COLONY CAPITAL OPERATING COMPANY, LLC

Member

yes

04/2015

Dec 14, 2017

Mar 19, 2021

COLONY CAPITAL, INC.

Member

yes

04/2015

Aug 1, 2018

Mar 19, 2021

GANZI, MARC, CHRISTOPHER

CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

07/2020

Jan 22, 2021

Mar 19, 2021

Hansen, Donna

VICE PRESIDENT

yes

01/2021

Jan 22, 2021

Mar 19, 2021

SANDERS, RONALD, MARK

VICE PRESIDENT, SECRETARY

yes

08/2017

Dec 14, 2017

Mar 19, 2021

SCHWARTZMAN, LEON, NMN

CHIEF COMPLIANCE OFFICER

yes

08/2017

Dec 14, 2017

Mar 19, 2021

WU, JACKY

VICE PRESIDENT, TREASURER

yes

07/2020

Jan 22, 2021

Mar 19, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DIGITAL COLONY MANAGEMENT LLC

n/a

Asset manager

$61B

yes

n/a

DIGITAL BRIDGE ADVISORS, LLC

n/a

Asset manager

$15B

yes

n/a

CNI NSHC ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

COLONY CAPITAL INVESTMENT ADVISORS, LLC

n/a

Other adviser

$336M

n/a

ALPINE ENERGY CAPITAL, LLC

n/a

AVIATOR EU HOLDINGS GP, LLC

n/a

yes

n/a

CA ENERGY INVESTMENT GP, LLC

n/a

CDCF IV INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CDCF V INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CFI SAFE HOLDINGS A, LLC

n/a

yes

n/a

CNI CENTURY PLAZA ADVISOR, LLC

n/a

yes

n/a

CNI CENTURY PLAZA GP, LLC

n/a

yes

n/a

CNI FCVP ADVISORS, LLC

n/a

yes

n/a

CNI ONE CAL PLAZA GP, LLC

n/a

yes

n/a

CNI ONE CAL PLAZA INVESTMENT ADVISOR, LLC

n/a

yes

n/a

COL INVEST ITALY S.R.L.

n/a

yes

n/a

COLARMONIA GP, LLC

n/a

yes

n/a

COLCOGP STRATEGIC PARTNERS III, LLC

n/a

yes

n/a

COLCOGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLFIN COBALT GENERAL PARTNER, LLC

n/a

yes

n/a

COLHMGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLONY BULLS CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY CAPITAL - N LUXEMBOURG S.A.R.L.

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (US) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL ADVISORS, LLC

n/a

yes

n/a

COLONY CAPITAL CREDIT II, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT III, LP.

n/a

yes

n/a

COLONY CAPITAL CREDIT IV, LLC

n/a

yes

n/a

COLONY CAPITAL CREDIT V, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT, L.P.

n/a

yes

n/a

COLONY CAPITAL III, L.P.

n/a

yes

n/a

COLONY CAPITAL IV, L.P.

n/a

yes

n/a

COLONY CAPITAL LUXEMBOURG S.A.R.L.

n/a

yes

n/a

COLONY CAPITAL MENA, LLC

n/a

yes

n/a

COLONY CAPITAL SAS

n/a

yes

n/a

COLONY CAPITAL UK, LTD.

n/a

yes

n/a

COLONY CAPITAL V, L.P.

n/a

yes

n/a

COLONY CAPITAL VI, L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Boston

United States

Irvine

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 19, 2021

$6.2B

294

n/a

2019

Mar 30, 2020

$7.4B

362

124

$1.0B

2018

Apr 30, 2019

$8.7B

457

156

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$6.2B

$7.4B

-16.2%

n/a

294

362