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Advisor at WELLS FARGO ADVISORS
CHARLOTTE, NC | HARRISBURG, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 25, 2024 | n/a | yes | CHARLOTTE, NC|HARRISBURG, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 1, 2022 | Oct 29, 2024 | no | CHARLOTTE, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jun 12, 2019 | Dec 2, 2022 | no | CHARLOTTE, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 28, 2017 | Nov 1, 2018 | no | CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 10, 2016 | Sep 21, 2017 | no | CHARLOTTE, NC|SALT LAKE CITY, UT|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 29, 2024 | Oct 25, 2024 | -4 | Firm change | Wirehouse to wirehouse |
| PNC WEALTH MANAGEMENT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 2, 2022 | Dec 1, 2022 | -1 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | PNC WEALTH MANAGEMENT | Sep 21, 2017 | Sep 28, 2017 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:129052:NC:2017-09-21 | Sep 21, 2017 | Sep 28, 2017 | CHARLOTTE, NC | Firm change |