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RIA / WealthAdvisor10 years in industry

Ernesto Ivan Rodriguez

Advisor at FISHER INVESTMENTS

PLANO, TX

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Search this name across graphsid dfx:ria:f679ceb1-aac9-78d5-ec54-ad595d15241c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Sep 21, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 20, 2018
First registration: Sep 21, 2018
Dual registered: no
Other names: Ernesto Ivan Rodriguez Solis
IAPD individual key: 6627036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Jan 15, 2026	n/a	yes	PLANO, TX	Current employment
MORGAN STANLEY	Wirehouse	Mar 25, 2025	Nov 17, 2025	no	GILBERT, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Mar 19, 2025	no	SAN LUIS, AZ\|TEMPE, AZ	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Feb 10, 2023	Jul 19, 2023	no	TEMPE, AZ\|OMAHA, NE	Previous registration
FISHER INVESTMENTS	Independent wealth	Dec 11, 2019	Jan 2, 2023	no	PLANO, TX\|PLANO, TX	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 21, 2018	Nov 8, 2019	no	TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	FISHER INVESTMENTS	Nov 17, 2025	Jan 15, 2026	59	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	MORGAN STANLEY	Mar 19, 2025	Mar 25, 2025	6	Firm change	Ibd to wirehouse
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
FISHER INVESTMENTS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jan 2, 2023	Feb 10, 2023	39	Firm change	RIA to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	FISHER INVESTMENTS	Nov 8, 2019	Dec 11, 2019	33	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Dec 11, 2019 to Jan 2, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 25, 2025 to Nov 17, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Mar 19, 2025factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Feb 10, 2023 to Jul 19, 2023factForm ADV

Dated events

Occurred
Nov 17, 2025
Advisor changed firm
Ernesto Ivan Rodriguez left Morgan Stanley for Fisher Investments (registered 2026-01-15)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2025
Advisor changed firm
Ernesto Ivan Rodriguez left Lpl Financial Llc for Morgan Stanley (registered 2025-03-25)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2023
Advisor changed firm
Ernesto Ivan Rodriguez left Fisher Investments for Bancwest Investment Services, Inc. (Bwis) (registered 2023-02-10)
Form ADVobserved 6 days ago