DFX Intelligence
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Advisor at L• A•••••••• L•••••
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L• A•••••••• L••••• | State registered | May 11, 2015 | n/a | yes | DES MOINES, IA | Current employment |
| H•• A•••••••• L•• | Former SEC adviser | Dec 8, 2010 | May 12, 2015 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•• A•••••••• L•• | L• A•••••••• L••••• | May 12, 2015 | May 11, 2015 | -1 | Firm change | Other |
| F•••• A••••• S••••••••• I••• | H•• A•••••••• L•• | May 3, 2012 | Dec 8, 2010 |
| F•••• A••••• S••••••••• I••• |
| Former SEC adviser |
| Dec 1, 2009 |
| May 3, 2012 |
| no |
| DES MOINES, IA |
| Previous registration |
| L••••• P••••••• G•••• | n/a | May 3, 1999 | Dec 13, 2005 | no | DES MOINES, IA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 3, 1999 | Dec 15, 2009 | no | DES MOINES, IA | Previous registration |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | L••••• P••••••• G•••• | Dec 15, 2009 | May 3, 1999 | -3,879 | Firm change after gap | Other |
| L••••• P••••••• G•••• | F•••• A••••• S••••••••• I••• | Dec 13, 2005 | Dec 1, 2009 | 1,449 | Firm change after gap | Other |