DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 1, 2024 | n/a | yes | Indianapolis, IN | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 18, 2017 | May 18, 2018 | no | INDIANAPOLIS, IN | Previous registration |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | Apr 11, 2016 | Mar 7, 2017 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | MORGAN STANLEY | May 18, 2018 | Jan 1, 2024 | 2,054 | Firm change after gap | Ibd to wirehouse |
| NORTHCOAST ASSET MANAGEMENT LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 7, 2017 | Jul 18, 2017 | 133 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:149777:IN:2018-05-11 | May 18, 2018 | Jan 1, 2024 | INDIANAPOLIS, IN | Firm change after gap |