DFX Intelligence

D••••• O••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• O••• B•••••••

Advisor at L•• F•••••••• L••

E MILLSTONE, NJ

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Search this name across graphsid dfx:ria:f680af40-5757-2239-c1e8-15b122f493a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	E MILLSTONE, NJ	Current employment
W•••• A••••••• S•••••••	Former SEC adviser	Mar 20, 2012	Nov 14, 2024	no	MILLSTONE TWSP, NJ\|LINCROFT, NJ\|Millstone Township, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• A••••••• S•••••••	L•• F•••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	W•••• A••••••• S•••••••	Dec 20, 2011	Mar 20, 2012

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ W•••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 20, 2012 to Nov 14, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2004 to Dec 20, 2011factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f680af40-5757-2239-c1e8-15b122f493a8
First observed: Oct 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.