DFX Intelligence

W•••••• T• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

W•••••• T• T•••••

Advisor at E•••••••• P•••• W••••• P•••••••• L••

Indianapolis, IN | DENVER, CO

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Search this name across graphsid dfx:ria:f68947e3-62d9-5b18-06c5-0046979a4bc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P•••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P•••• W••••• P•••••••• L••	Independent wealth	Jan 23, 2026	n/a	yes	DENVER, CO\|Indianapolis, IN	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 3, 2006	Jan 27, 2026	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••••• P•••• W••••• P•••••••• L••	Jan 27, 2026	Jan 23, 2026	-4	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:137068:IN:2026-01-27	Jan 27, 2026	Jan 23, 2026	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (2)

→ E•••••••• P•••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 3, 2006 to Jan 27, 2026factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f68947e3-62d9-5b18-06c5-0046979a4bc4
First observed: Oct 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.