DFX Intelligence

S••••• A••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

S••••• A••• S•••••

Advisor at T•••• B••• C•••••• L••

DALLAS, TX | Dallas, TX

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Search this name across graphsid dfx:ria:f69b8cb6-6616-de87-e3b8-5d172018a3a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• B••• C•••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• B••• C•••••• L••	Mixed wealth	Jan 14, 2022	n/a	yes	Dallas, TX\|DALLAS, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 30, 2017	Jan 15, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T•••• B••• C•••••• L••	Jan 15, 2022	Jan 14, 2022	-1	Firm change	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	J••• M••••• S••••••••• L••	Dec 11, 2017	Nov 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:79:TX:2017-12-11	Dec 11, 2017	Nov 30, 2017	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ T•••• B••• C•••••• L••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2017 to Jan 15, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2007 to Dec 11, 2017factForm ADV

Dated events

Occurred
Jan 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f69b8cb6-6616-de87-e3b8-5d172018a3a6
First observed: Mar 19, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.