This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ANDBANC ADVISORY LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 31, 2022

First registration

Mar 10, 2022

Dual registered

yes, broker-dealer

Other names

ANA C ARNAU

IAPD individual key

5544912

• Occurred

  Aug 7, 2024
  Advisor changed firm

  Ana Carolina Arnau left Morgan Stanley for Andbanc Advisory Llc (registered 2024-08-29)

  Form ADVobserved 5 days ago
• Occurred

  Mar 22, 2024
  Advisor changed firm

  Ana Carolina Arnau left Mora Capital Management, Llc for Morgan Stanley (registered 2024-07-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f69ca54c-1d7e-31e2-6688-3648f6b5ea36

First observed

Mar 10, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.