DFX Intelligence

V••••••• C••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

V••••••• C••••• W•••

Advisor at P•••••• A•••••• G••••• L••

Seal Beach, CA | MORRISTOWN, NJ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	MORRISTOWN, NJ\|Seal Beach, CA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Mar 7, 2022	Jun 26, 2026	no	Long Beach, CA\|Seal Beach, CA\|Long Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	P•••••• A•••••• G••••• L••	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
F•••• F•••••••• E••••• C•••••••••	M•••••• A•••••• N••••••	Mar 10, 2022	Mar 7, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:283824:AZ:2022-03-10	Mar 10, 2022	Mar 7, 2022	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Mar 7, 2022 to Jun 26, 2026factForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Mar 27, 2012 to Mar 10, 2022factForm ADV

Dated events

Order

Occurred
10 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.